0001246360-18-001775.txt : 20180621 0001246360-18-001775.hdr.sgml : 20180621 20180621175615 ACCESSION NUMBER: 0001246360-18-001775 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180621 FILED AS OF DATE: 20180621 DATE AS OF CHANGE: 20180621 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Schmitt Susan CENTRAL INDEX KEY: 0001405747 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-12383 FILM NUMBER: 18912708 MAIL ADDRESS: STREET 1: ROCKWELL AUTOMATION, INC. STREET 2: 1201 S. 2ND STREET, E-7F19 CITY: MILWAUKEE STATE: WI ZIP: 53204 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ROCKWELL AUTOMATION INC CENTRAL INDEX KEY: 0001024478 STANDARD INDUSTRIAL CLASSIFICATION: MEASURING & CONTROLLING DEVICES, NEC [3829] IRS NUMBER: 251797617 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 1201 SOUTH 2ND STREET CITY: MILWAUKEE STATE: WI ZIP: 53204 BUSINESS PHONE: 414-382-2000 MAIL ADDRESS: STREET 1: 1201 SOUTH 2ND STREET CITY: MILWAUKEE STATE: WI ZIP: 53204 FORMER COMPANY: FORMER CONFORMED NAME: ROCKWELL AUTOMATION INC DATE OF NAME CHANGE: 20020507 FORMER COMPANY: FORMER CONFORMED NAME: ROCKWELL INTERNATIONAL CORP DATE OF NAME CHANGE: 19970106 FORMER COMPANY: FORMER CONFORMED NAME: NEW ROCKWELL INTERNATIONAL CORP DATE OF NAME CHANGE: 19961009 4 1 form.xml PRIMARY DOCUMENT X0306 4 2018-06-21 false 0001024478 ROCKWELL AUTOMATION INC ROK 0001405747 Schmitt Susan 1201 SOUTH SECOND STREET MILWAUKEE WI 53204 false true false false Sr. VP, HR Common Stock 11467 D Common Stock 106.9996 I By Savings Plan Includes 2,170 shares held by the Company to implement restrictions on transfer unless and until certain conditions are met. On June 19, 2018, the reporting person transferred 2,345.7248 shares of Company common stock represented by Company stock fund units acquired under the Company savings plan to her ex-husband pursuant to a domestic relations order. The number of stock fund units represented by the transfer and balance of the participant's Company stock fund account may not exactly equal the number of stock fund units represented by a prior balance due to variance in the proportion of uninvested cash held in the reference fund used to determine unit values of the Company stock fund under the Plan. The reporting person no longer reports as beneficially owned any securities owned by her ex-husband. Karen A. Balistreri, Attorney-in-Fact for Susan Schmitt 2018-06-21