0001246360-17-003302.txt : 20171212 0001246360-17-003302.hdr.sgml : 20171212 20171212110011 ACCESSION NUMBER: 0001246360-17-003302 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20171208 FILED AS OF DATE: 20171212 DATE AS OF CHANGE: 20171212 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CRANDALL THEODORE D CENTRAL INDEX KEY: 0001278026 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-12383 FILM NUMBER: 171251148 MAIL ADDRESS: STREET 1: C/O ROCKWELL AUTOMATION INC STREET 2: 1201 SOUTH SECOND STREET CITY: MILWAUKEE STATE: WI ZIP: 53204 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ROCKWELL AUTOMATION INC CENTRAL INDEX KEY: 0001024478 STANDARD INDUSTRIAL CLASSIFICATION: MEASURING & CONTROLLING DEVICES, NEC [3829] IRS NUMBER: 251797617 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 1201 SOUTH 2ND STREET CITY: MILWAUKEE STATE: WI ZIP: 53204 BUSINESS PHONE: 414-382-2000 MAIL ADDRESS: STREET 1: 1201 SOUTH 2ND STREET CITY: MILWAUKEE STATE: WI ZIP: 53204 FORMER COMPANY: FORMER CONFORMED NAME: ROCKWELL AUTOMATION INC DATE OF NAME CHANGE: 20020507 FORMER COMPANY: FORMER CONFORMED NAME: ROCKWELL INTERNATIONAL CORP DATE OF NAME CHANGE: 19970106 FORMER COMPANY: FORMER CONFORMED NAME: NEW ROCKWELL INTERNATIONAL CORP DATE OF NAME CHANGE: 19961009 4 1 form.xml PRIMARY DOCUMENT X0306 4 2017-12-08 false 0001024478 ROCKWELL AUTOMATION INC ROK 0001278026 CRANDALL THEODORE D 1201 SOUTH SECOND STREET MILWAUKEE WI 53204 false true false false Senior Vice President Common Stock 51.9942 I By Savings Plan Common Stock 2017-12-08 4 A false 1020 0 A 100376.6663 D Employee Stock Option (right to buy) 192.86 2017-12-08 4 A false 16500 0 A 2018-12-08 2027-12-08 Common Stock 16500 16500 D Shares represented by Company stock fund units acquired under the Company Savings Plan based on information furnished by the Plan Administrator as of 11/30/2017. The option vests in three substantially equal annual installments beginning on the date exercisable. Restricted stock award under the Company's 2012 Long-Term Incentives Plan. Includes 4,330 shares held by the Company to implement restrictions on transfer unless and until certain conditions are met. Karen A. Balistreri, Attorney-in-Fact for Theodore D. Crandall 2017-12-12