0001246360-17-003199.txt : 20171205
0001246360-17-003199.hdr.sgml : 20171205
20171205125622
ACCESSION NUMBER: 0001246360-17-003199
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20171202
FILED AS OF DATE: 20171205
DATE AS OF CHANGE: 20171205
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Goris Patrick P.
CENTRAL INDEX KEY: 0001696060
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-12383
FILM NUMBER: 171239175
MAIL ADDRESS:
STREET 1: 1201 SOUTH SECOND STREET
CITY: MILWAUKEE
STATE: WI
ZIP: 53204
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ROCKWELL AUTOMATION INC
CENTRAL INDEX KEY: 0001024478
STANDARD INDUSTRIAL CLASSIFICATION: MEASURING & CONTROLLING DEVICES, NEC [3829]
IRS NUMBER: 251797617
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0930
BUSINESS ADDRESS:
STREET 1: 1201 SOUTH 2ND STREET
CITY: MILWAUKEE
STATE: WI
ZIP: 53204
BUSINESS PHONE: 414-382-2000
MAIL ADDRESS:
STREET 1: 1201 SOUTH 2ND STREET
CITY: MILWAUKEE
STATE: WI
ZIP: 53204
FORMER COMPANY:
FORMER CONFORMED NAME: ROCKWELL AUTOMATION INC
DATE OF NAME CHANGE: 20020507
FORMER COMPANY:
FORMER CONFORMED NAME: ROCKWELL INTERNATIONAL CORP
DATE OF NAME CHANGE: 19970106
FORMER COMPANY:
FORMER CONFORMED NAME: NEW ROCKWELL INTERNATIONAL CORP
DATE OF NAME CHANGE: 19961009
4
1
form.xml
PRIMARY DOCUMENT
X0306
4
2017-12-02
false
0001024478
ROCKWELL AUTOMATION INC
ROK
0001696060
Goris Patrick P.
1201 SOUTH SECOND STREET
MILWAUKEE
WI
53204
false
true
false
false
Sr. VP and CFO
Common Stock
1462.2767
I
By Savings Plan
Common Stock
2017-12-02
4
M
false
1309
0
A
6457.96
D
Common Stock
2017-12-04
4
S
false
527
190.5685
D
5930.96
D
Common Stock Share Equivalents
Common Stock
356.8979
356.8979
I
Nonqualified savings plan
Performance Shares
2017-12-02
4
M
false
1309
0
D
2017-12-02
2017-12-02
Common Stock
1309
0
D
Includes shares represented by Company stock fund units acquired under the Company Savings Plan since the date last reported for this person based on information furnished by the Plan Administrator as of 11/30/2017. The number of stock fund units represented by the balance of the participant's Company stock fund account may not exactly equal the number of stock fund units represented by a prior balance due to variance in the proportion of uninvested cash held in the reference fund used to determine unit values of the Company stock fund under the Plan.
Each unit is the economic equivalent of one share of Company common stock.
The share equivalents are payable in cash upon retirement or after termination of employment.
Includes share equivalents represented by Company stock fund units acquired under the Company Nonqualified Savings Plan since the date last reported for this person based on information furnished by the Plan Administrator as of 11/30/2017. The number of stock fund units represented by the balance of the participant's Company stock fund account may not exactly equal the number of stock fund units represented by a prior balance due to variance in the proportion of uninvested cash held in the reference fund used to determine unit values of the Company stock fund under the Plan.
Each performance share represents a contingent right to receive one share of Company common stock (or the cash equivalent).
Sale of shares pursuant to Rule 10b5-1 trading plan dated 5/18/2017 to cover taxes due on restricted stock and performance shares that vested on 12/02/2017.
Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $190.54 to $190.59. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price.
Includes 1,400 shares held by the Company to implement restrictions on transfer unless and until certain conditions are met.
Karen A. Balistreri, Attorney-in-fact for Patrick P. Goris
2017-12-05