0001246360-17-002761.txt : 20170915 0001246360-17-002761.hdr.sgml : 20170915 20170915111411 ACCESSION NUMBER: 0001246360-17-002761 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170914 FILED AS OF DATE: 20170915 DATE AS OF CHANGE: 20170915 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Moret Blake D. CENTRAL INDEX KEY: 0001515154 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-12383 FILM NUMBER: 171087278 MAIL ADDRESS: STREET 1: C/O ROCKWELL AUTOMATION, INC. STREET 2: 1201 SOUTH SECOND STREET CITY: MILWAUKEE STATE: WI ZIP: 53204 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ROCKWELL AUTOMATION INC CENTRAL INDEX KEY: 0001024478 STANDARD INDUSTRIAL CLASSIFICATION: MEASURING & CONTROLLING DEVICES, NEC [3829] IRS NUMBER: 251797617 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 1201 SOUTH 2ND STREET CITY: MILWAUKEE STATE: WI ZIP: 53204 BUSINESS PHONE: 414-382-2000 MAIL ADDRESS: STREET 1: 1201 SOUTH 2ND STREET CITY: MILWAUKEE STATE: WI ZIP: 53204 FORMER COMPANY: FORMER CONFORMED NAME: ROCKWELL AUTOMATION INC DATE OF NAME CHANGE: 20020507 FORMER COMPANY: FORMER CONFORMED NAME: ROCKWELL INTERNATIONAL CORP DATE OF NAME CHANGE: 19970106 FORMER COMPANY: FORMER CONFORMED NAME: NEW ROCKWELL INTERNATIONAL CORP DATE OF NAME CHANGE: 19961009 4 1 form.xml PRIMARY DOCUMENT X0306 4 2017-09-14 false 0001024478 ROCKWELL AUTOMATION INC ROK 0001515154 Moret Blake D. 1201 SOUTH SECOND STREET MILWAUKEE WI 53204 true true false false President and CEO Common Stock 166.9331 I By Savings Plan Common Stock 2017-09-14 4 M false 1723 69.57 A 22849 D Common Stock 2017-09-14 4 S false 1723 170.0618 D 21126 D Employee Stock Option (Right to Buy) 69.57 2017-09-14 4 M false 1723 0 D 2011-12-07 2020-12-07 Common Stock 1723 0 D Shares represented by Company stock fund units acquired under the Company Savings Plan based on information furnished by the Plan Administrator as of 6/30/2017. Shares exercised and sold pursuant to a Rule 10b5-1 trading plan entered into on February 22, 2017. Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $170.00 to $170.18. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price. Includes 8,050 shares held by the Company to implement restrictions on transfer unless and until certain conditions are met. Karen A. Balistreri, Attorney-in-Fact for Blake D. Moret 2017-09-15