0001246360-17-001399.txt : 20170315 0001246360-17-001399.hdr.sgml : 20170315 20170315203511 ACCESSION NUMBER: 0001246360-17-001399 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170313 FILED AS OF DATE: 20170315 DATE AS OF CHANGE: 20170315 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ROCKWELL AUTOMATION INC CENTRAL INDEX KEY: 0001024478 STANDARD INDUSTRIAL CLASSIFICATION: MEASURING & CONTROLLING DEVICES, NEC [3829] IRS NUMBER: 251797617 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 1201 SOUTH 2ND STREET CITY: MILWAUKEE STATE: WI ZIP: 53204 BUSINESS PHONE: 414-382-2000 MAIL ADDRESS: STREET 1: 1201 SOUTH 2ND STREET CITY: MILWAUKEE STATE: WI ZIP: 53204 FORMER COMPANY: FORMER CONFORMED NAME: ROCKWELL AUTOMATION INC DATE OF NAME CHANGE: 20020507 FORMER COMPANY: FORMER CONFORMED NAME: ROCKWELL INTERNATIONAL CORP DATE OF NAME CHANGE: 19970106 FORMER COMPANY: FORMER CONFORMED NAME: NEW ROCKWELL INTERNATIONAL CORP DATE OF NAME CHANGE: 19961009 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Fooks Elik I CENTRAL INDEX KEY: 0001699819 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-12383 FILM NUMBER: 17692696 MAIL ADDRESS: STREET 1: 1201 S 2ND STREET CITY: MILWAUKEE STATE: WI ZIP: 53204 4 1 form.xml PRIMARY DOCUMENT X0306 4 2017-03-13 false 0001024478 ROCKWELL AUTOMATION INC ROK 0001699819 Fooks Elik I 1201 SOUTH SECOND STREET MILWAUKEE WI 53204 false true false false Senior Vice President Common Stock 3104.8677 I By savings plan Common Stock 2017-03-13 4 A false 180 0 A 7798.8046 D Employee stock option (right to buy) 154.45 2017-03-13 4 A false 5300 0 A 2018-03-13 2027-03-13 Common Stock 5300 5300 D Shares represented by Company stock fund units acquired under the Company Savings Plan based on information furnished by the Plan Administrator as of 3/13/2017. The option vests in three substantially equal annual installments beginning on the date exercisable. Restricted stock award under the Company's 2012 Long-Term Incentives Plan. Includes 970 shares held by the Company to implement restrictions on transfer unless and until certain conditions are met. Karen A. Balistreri, Attorney-in-fact for Elik I. Fooks 2017-03-15