0001246360-17-001397.txt : 20170315
0001246360-17-001397.hdr.sgml : 20170315
20170315184923
ACCESSION NUMBER: 0001246360-17-001397
CONFORMED SUBMISSION TYPE: 3
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20170313
FILED AS OF DATE: 20170315
DATE AS OF CHANGE: 20170315
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ROCKWELL AUTOMATION INC
CENTRAL INDEX KEY: 0001024478
STANDARD INDUSTRIAL CLASSIFICATION: MEASURING & CONTROLLING DEVICES, NEC [3829]
IRS NUMBER: 251797617
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0930
BUSINESS ADDRESS:
STREET 1: 1201 SOUTH 2ND STREET
CITY: MILWAUKEE
STATE: WI
ZIP: 53204
BUSINESS PHONE: 414-382-2000
MAIL ADDRESS:
STREET 1: 1201 SOUTH 2ND STREET
CITY: MILWAUKEE
STATE: WI
ZIP: 53204
FORMER COMPANY:
FORMER CONFORMED NAME: ROCKWELL AUTOMATION INC
DATE OF NAME CHANGE: 20020507
FORMER COMPANY:
FORMER CONFORMED NAME: ROCKWELL INTERNATIONAL CORP
DATE OF NAME CHANGE: 19970106
FORMER COMPANY:
FORMER CONFORMED NAME: NEW ROCKWELL INTERNATIONAL CORP
DATE OF NAME CHANGE: 19961009
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Fooks Elik I
CENTRAL INDEX KEY: 0001699819
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-12383
FILM NUMBER: 17692497
MAIL ADDRESS:
STREET 1: 1201 S 2ND STREET
CITY: MILWAUKEE
STATE: WI
ZIP: 53204
3
1
form.xml
PRIMARY DOCUMENT
X0206
3
2017-03-13
0
0001024478
ROCKWELL AUTOMATION INC
ROK
0001699819
Fooks Elik I
1201 SOUTH SECOND STREET
MILWAUKEE
WI
53204
false
true
false
false
Senior Vice President
Common Stock
7618.8046
D
Common Stock
3104.8677
I
By savings plan
Employee Stock Option (Right to Buy)
29.37
2009-12-03
2018-12-03
Common Stock
6000
D
Employee Stock Option (Right to Buy)
46.16
2010-12-09
2019-12-09
Common Stock
10100
D
Employee Stock Option (Right to Buy)
69.57
2011-12-07
2020-12-07
Common Stock
7100
D
Employee Stock Option (Right to Buy)
74.14
2012-12-01
2021-12-01
Common Stock
5200
D
Employee Stock Option (Right to Buy)
80.11
2013-12-06
2022-12-06
Common Stock
4000
D
Employee Stock Option (Right to Buy)
108.89
2014-12-04
2023-12-04
Common Stock
2900
D
Employee Stock Option (Right to Buy)
115.69
2015-12-02
2024-12-02
Common Stock
4300
D
Employee stock option (right to buy)
104.08
2016-12-03
2025-12-03
Common Stock
4800
D
Employee Stock Option (Right to Buy)
136.4
2017-12-06
2026-12-06
Common Stock
3400
D
Common Stock Share Equivalents
0
Common Stock
124.2341
I
By nonqualified savings plan
Includes 790 shares held by the Company to implement restrictions on transfer unless and until certain conditions are met.
The option vests in three substantially equal annual installments beginning on the date exercisable.
Each unit is the economic equivalent of one share of Company common stock.
The share equivalents are payable in cash upon retirement or after termination of employment.
Karen A. Balistreri, Attorney-in-fact for Elik I. Fooks
2017-03-15
EX-24
2
poafooks.txt
power of attorney
I, Elik I. Fooks, appoint Rebecca W. House and Karen A.
Balistreri, signing singly, attorney-in-fact to:
(1) execute on my behalf a Form ID to apply for access
codes so that I am able to file SEC forms on EDGAR;
(2) execute on my behalf and in my capacity as an officer
of Rockwell Automation, Inc., a Delaware corporation
(the "Company"), Forms 3, 4 and 5 in accordance with
Section 16(a) of the Securities Exchange Act of 1934,
and Forms 144 under the Securities Act of 1933, and
the rules thereunder (the "Form" or "Forms");
(3) perform any and all acts on my behalf that may be
necessary or desirable to complete and execute any
Form and timely file such Form with the United States
Securities and Exchange Commission and any stock
exchange or similar authority; and
(4) take any other action in connection with the
foregoing which, in the opinion of such attorney-in-
fact, may be of benefit to, in the best interest of,
or legally required by me, it being understood that
the documents executed by such attorney-in-fact on my
behalf pursuant to this Power of Attorney shall be in
such form and shall contain such terms and conditions
as such attorney-in-fact may approve in his or her
discretion.
I grant to each such attorney-in-fact full power and
authority to do and perform any act necessary or proper to be
done in the exercise of any of the rights and powers herein
granted, as fully to all intents and purposes as I might or
could do if personally present. I ratify and confirm all that
such attorney-in-fact shall lawfully do by the rights and powers
granted by this Power of Attorney. Each attorney-in-fact shall
have full power of substitution or revocation.
I acknowledge that the attorneys-in-fact, in serving in
such capacity at my request, are not assuming, nor is the
Company assuming, any of my responsibilities to comply with
Section 16 of the Securities Exchange Act of 1934.
This Power of Attorney will remain in full force and effect
until I am no longer required to file the Forms with respect to
my holdings of and transactions in securities issued by the
Company, unless I earlier revoke it in a signed writing
delivered to the Office of the Secretary of the Company for
distribution to the foregoing attorneys-in-fact.
IN WITNESS WHEREOF, the undersigned has caused this Power
of Attorney to be executed as of this 2 day of March, 2017.
/s/ Elik I. Fooks
Elik I. Fooks
Office of the Secretary of the Co