0001246360-17-001397.txt : 20170315 0001246360-17-001397.hdr.sgml : 20170315 20170315184923 ACCESSION NUMBER: 0001246360-17-001397 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20170313 FILED AS OF DATE: 20170315 DATE AS OF CHANGE: 20170315 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ROCKWELL AUTOMATION INC CENTRAL INDEX KEY: 0001024478 STANDARD INDUSTRIAL CLASSIFICATION: MEASURING & CONTROLLING DEVICES, NEC [3829] IRS NUMBER: 251797617 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 1201 SOUTH 2ND STREET CITY: MILWAUKEE STATE: WI ZIP: 53204 BUSINESS PHONE: 414-382-2000 MAIL ADDRESS: STREET 1: 1201 SOUTH 2ND STREET CITY: MILWAUKEE STATE: WI ZIP: 53204 FORMER COMPANY: FORMER CONFORMED NAME: ROCKWELL AUTOMATION INC DATE OF NAME CHANGE: 20020507 FORMER COMPANY: FORMER CONFORMED NAME: ROCKWELL INTERNATIONAL CORP DATE OF NAME CHANGE: 19970106 FORMER COMPANY: FORMER CONFORMED NAME: NEW ROCKWELL INTERNATIONAL CORP DATE OF NAME CHANGE: 19961009 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Fooks Elik I CENTRAL INDEX KEY: 0001699819 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-12383 FILM NUMBER: 17692497 MAIL ADDRESS: STREET 1: 1201 S 2ND STREET CITY: MILWAUKEE STATE: WI ZIP: 53204 3 1 form.xml PRIMARY DOCUMENT X0206 3 2017-03-13 0 0001024478 ROCKWELL AUTOMATION INC ROK 0001699819 Fooks Elik I 1201 SOUTH SECOND STREET MILWAUKEE WI 53204 false true false false Senior Vice President Common Stock 7618.8046 D Common Stock 3104.8677 I By savings plan Employee Stock Option (Right to Buy) 29.37 2009-12-03 2018-12-03 Common Stock 6000 D Employee Stock Option (Right to Buy) 46.16 2010-12-09 2019-12-09 Common Stock 10100 D Employee Stock Option (Right to Buy) 69.57 2011-12-07 2020-12-07 Common Stock 7100 D Employee Stock Option (Right to Buy) 74.14 2012-12-01 2021-12-01 Common Stock 5200 D Employee Stock Option (Right to Buy) 80.11 2013-12-06 2022-12-06 Common Stock 4000 D Employee Stock Option (Right to Buy) 108.89 2014-12-04 2023-12-04 Common Stock 2900 D Employee Stock Option (Right to Buy) 115.69 2015-12-02 2024-12-02 Common Stock 4300 D Employee stock option (right to buy) 104.08 2016-12-03 2025-12-03 Common Stock 4800 D Employee Stock Option (Right to Buy) 136.4 2017-12-06 2026-12-06 Common Stock 3400 D Common Stock Share Equivalents 0 Common Stock 124.2341 I By nonqualified savings plan Includes 790 shares held by the Company to implement restrictions on transfer unless and until certain conditions are met. The option vests in three substantially equal annual installments beginning on the date exercisable. Each unit is the economic equivalent of one share of Company common stock. The share equivalents are payable in cash upon retirement or after termination of employment. Karen A. Balistreri, Attorney-in-fact for Elik I. Fooks 2017-03-15 EX-24 2 poafooks.txt power of attorney I, Elik I. Fooks, appoint Rebecca W. House and Karen A. Balistreri, signing singly, attorney-in-fact to: (1) execute on my behalf a Form ID to apply for access codes so that I am able to file SEC forms on EDGAR; (2) execute on my behalf and in my capacity as an officer of Rockwell Automation, Inc., a Delaware corporation (the "Company"), Forms 3, 4 and 5 in accordance with Section 16(a) of the Securities Exchange Act of 1934, and Forms 144 under the Securities Act of 1933, and the rules thereunder (the "Form" or "Forms"); (3) perform any and all acts on my behalf that may be necessary or desirable to complete and execute any Form and timely file such Form with the United States Securities and Exchange Commission and any stock exchange or similar authority; and (4) take any other action in connection with the foregoing which, in the opinion of such attorney-in- fact, may be of benefit to, in the best interest of, or legally required by me, it being understood that the documents executed by such attorney-in-fact on my behalf pursuant to this Power of Attorney shall be in such form and shall contain such terms and conditions as such attorney-in-fact may approve in his or her discretion. I grant to each such attorney-in-fact full power and authority to do and perform any act necessary or proper to be done in the exercise of any of the rights and powers herein granted, as fully to all intents and purposes as I might or could do if personally present. I ratify and confirm all that such attorney-in-fact shall lawfully do by the rights and powers granted by this Power of Attorney. Each attorney-in-fact shall have full power of substitution or revocation. I acknowledge that the attorneys-in-fact, in serving in such capacity at my request, are not assuming, nor is the Company assuming, any of my responsibilities to comply with Section 16 of the Securities Exchange Act of 1934. This Power of Attorney will remain in full force and effect until I am no longer required to file the Forms with respect to my holdings of and transactions in securities issued by the Company, unless I earlier revoke it in a signed writing delivered to the Office of the Secretary of the Company for distribution to the foregoing attorneys-in-fact. IN WITNESS WHEREOF, the undersigned has caused this Power of Attorney to be executed as of this 2 day of March, 2017. /s/ Elik I. Fooks Elik I. Fooks Office of the Secretary of the Co