0001246360-17-000516.txt : 20170209
0001246360-17-000516.hdr.sgml : 20170209
20170209180711
ACCESSION NUMBER: 0001246360-17-000516
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20170207
FILED AS OF DATE: 20170209
DATE AS OF CHANGE: 20170209
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ROCKWELL AUTOMATION INC
CENTRAL INDEX KEY: 0001024478
STANDARD INDUSTRIAL CLASSIFICATION: MEASURING & CONTROLLING DEVICES, NEC [3829]
IRS NUMBER: 251797617
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0930
BUSINESS ADDRESS:
STREET 1: 1201 SOUTH 2ND STREET
CITY: MILWAUKEE
STATE: WI
ZIP: 53204
BUSINESS PHONE: 414-382-2000
MAIL ADDRESS:
STREET 1: 1201 SOUTH 2ND STREET
CITY: MILWAUKEE
STATE: WI
ZIP: 53204
FORMER COMPANY:
FORMER CONFORMED NAME: ROCKWELL AUTOMATION INC
DATE OF NAME CHANGE: 20020507
FORMER COMPANY:
FORMER CONFORMED NAME: ROCKWELL INTERNATIONAL CORP
DATE OF NAME CHANGE: 19970106
FORMER COMPANY:
FORMER CONFORMED NAME: NEW ROCKWELL INTERNATIONAL CORP
DATE OF NAME CHANGE: 19961009
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: NOSBUSCH KEITH D
CENTRAL INDEX KEY: 0001204912
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-12383
FILM NUMBER: 17588857
MAIL ADDRESS:
STREET 1: C/O ROCKWELL AUTOMATION, INC.
STREET 2: 1201 SOUTH SECOND STREET
CITY: MILWAUKEE
STATE: WI
ZIP: 53204
4
1
form.xml
PRIMARY DOCUMENT
X0306
4
2017-02-07
false
0001024478
ROCKWELL AUTOMATION INC
ROK
0001204912
NOSBUSCH KEITH D
1201 SOUTH SECOND STREET
MILWAUKEE
WI
53204
true
false
false
false
Common Stock
77.6301
I
By Savings Plan
Common Stock
2017-02-07
4
M
false
20600
46.16
A
353195
D
Common Stock
2017-02-07
4
S
false
15025
150.7297
D
338170
D
Common Stock
2017-02-07
4
S
false
5475
151.7897
D
332695
D
Common Stock
2017-02-07
4
S
false
100
152.4
D
332595
D
Common Stock
2017-02-09
4
M
false
10000
46.16
A
342595
D
Common Stock
2017-02-09
4
S
false
10000
150.0006
D
332595
D
Employee Stock Option (Right to Buy)
46.16
2017-02-07
4
M
false
20600
0
D
2010-12-09
2019-12-09
Common Stock
20600
158000
D
Employee Stock Option (Right to Buy)
46.16
2017-02-09
4
M
false
10000
0
D
2010-12-09
2019-12-09
Common Stock
10000
148000
D
Shares represented by Company stock fund units acquired under the Company Savings Plan based on information furnished by the Plan Administrator as of 12/31/2016.
Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $150.34 to $151.26. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price.
Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $151.34 to $152.33. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price.
Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $150.00 to $150.007. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price.
Represents (i) 320,415 shares held by a revocable trust of which the reporting person and his spouse are trustees and beneficiaries and (ii) 12,180 shares held by the Company to implement restrictions on transfer unless and until certain conditions are met.
Karen A. Balistreri, Attorney-in-Fact for Keith D. Nosbusch
2017-02-09