0001246360-16-007376.txt : 20161208 0001246360-16-007376.hdr.sgml : 20161208 20161208120447 ACCESSION NUMBER: 0001246360-16-007376 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20161206 FILED AS OF DATE: 20161208 DATE AS OF CHANGE: 20161208 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ROCKWELL AUTOMATION INC CENTRAL INDEX KEY: 0001024478 STANDARD INDUSTRIAL CLASSIFICATION: MEASURING & CONTROLLING DEVICES, NEC [3829] IRS NUMBER: 251797617 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 1201 SOUTH 2ND STREET CITY: MILWAUKEE STATE: WI ZIP: 53204 BUSINESS PHONE: 414-382-2000 MAIL ADDRESS: STREET 1: 1201 SOUTH 2ND STREET CITY: MILWAUKEE STATE: WI ZIP: 53204 FORMER COMPANY: FORMER CONFORMED NAME: ROCKWELL AUTOMATION INC DATE OF NAME CHANGE: 20020507 FORMER COMPANY: FORMER CONFORMED NAME: ROCKWELL INTERNATIONAL CORP DATE OF NAME CHANGE: 19970106 FORMER COMPANY: FORMER CONFORMED NAME: NEW ROCKWELL INTERNATIONAL CORP DATE OF NAME CHANGE: 19961009 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Schmitt Susan CENTRAL INDEX KEY: 0001405747 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-12383 FILM NUMBER: 162040802 MAIL ADDRESS: STREET 1: ROCKWELL AUTOMATION, INC. STREET 2: 1201 S. 2ND STREET, E-7F19 CITY: MILWAUKEE STATE: WI ZIP: 53204 4 1 form.xml PRIMARY DOCUMENT X0306 4 2016-12-06 false 0001024478 ROCKWELL AUTOMATION INC ROK 0001405747 Schmitt Susan 1201 SOUTH SECOND STREET MILWAUKEE WI 53204 false true false false Sr. VP, HR Common Stock 2330.751 I By Savings Plan Common Stock 2016-12-06 4 A false 720 0 A 9624 D Employee Stock Option (Right to Buy) 136.4 2016-12-06 4 A false 11600 0 A 2017-12-06 2026-12-06 Common Stock 11600 11600 D Shares represented by Company stock fund units acquired under the Company Savings Plan based on information furnished by the Plan Administrator as of 11/30/2016. Restricted stock award under the Company's 2012 Long-Term Incentives Plan. Includes 2,310 shares held by the Company to implement restrictions on transfer unless and until certain conditions are met. The option vests in three substantially equal annual installments beginning on the date exercisable. Karen A. Balistreri, Attorney-in-Fact for Susan Schmitt 2016-12-08