0001246360-16-007375.txt : 20161208 0001246360-16-007375.hdr.sgml : 20161208 20161208114216 ACCESSION NUMBER: 0001246360-16-007375 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20161206 FILED AS OF DATE: 20161208 DATE AS OF CHANGE: 20161208 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ROCKWELL AUTOMATION INC CENTRAL INDEX KEY: 0001024478 STANDARD INDUSTRIAL CLASSIFICATION: MEASURING & CONTROLLING DEVICES, NEC [3829] IRS NUMBER: 251797617 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 1201 SOUTH 2ND STREET CITY: MILWAUKEE STATE: WI ZIP: 53204 BUSINESS PHONE: 414-382-2000 MAIL ADDRESS: STREET 1: 1201 SOUTH 2ND STREET CITY: MILWAUKEE STATE: WI ZIP: 53204 FORMER COMPANY: FORMER CONFORMED NAME: ROCKWELL AUTOMATION INC DATE OF NAME CHANGE: 20020507 FORMER COMPANY: FORMER CONFORMED NAME: ROCKWELL INTERNATIONAL CORP DATE OF NAME CHANGE: 19970106 FORMER COMPANY: FORMER CONFORMED NAME: NEW ROCKWELL INTERNATIONAL CORP DATE OF NAME CHANGE: 19961009 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Moret Blake D. CENTRAL INDEX KEY: 0001515154 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-12383 FILM NUMBER: 162040755 MAIL ADDRESS: STREET 1: C/O ROCKWELL AUTOMATION, INC. STREET 2: 1201 SOUTH SECOND STREET CITY: MILWAUKEE STATE: WI ZIP: 53204 4 1 form.xml PRIMARY DOCUMENT X0306 4 2016-12-06 false 0001024478 ROCKWELL AUTOMATION INC ROK 0001515154 Moret Blake D. 1201 SOUTH SECOND STREET MILWAUKEE WI 53204 true true false false President and CEO Common Stock 114.8604 I By Savings Plan Common Stock 2016-12-06 4 A false 3850 0 A 24226 D Employee Stock Option (Right to Buy) 136.4 2016-12-06 4 A false 62400 0 A 2017-12-06 2026-12-06 Common Stock 62400 62400 D Shares represented by Company stock fund units acquired under the Company Savings Plan based on information furnished by the Plan Administrator as of 11/30/2016. Restricted stock award under the Company's 2012 Long-Term Incentives Plan. Includes 8,050 shares held by the Company to implement restrictions on transfer unless and until certain conditions are met. The option vests in three substantially equal annual installments beginning on the date exercisable. Karen A. Balistreri, Attorney-in-Fact for Blake D. Moret 2016-12-08