0001246360-16-006549.txt : 20160818
0001246360-16-006549.hdr.sgml : 20160818
20160818134210
ACCESSION NUMBER: 0001246360-16-006549
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20160816
FILED AS OF DATE: 20160818
DATE AS OF CHANGE: 20160818
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ROCKWELL AUTOMATION INC
CENTRAL INDEX KEY: 0001024478
STANDARD INDUSTRIAL CLASSIFICATION: MEASURING & CONTROLLING DEVICES, NEC [3829]
IRS NUMBER: 251797617
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0930
BUSINESS ADDRESS:
STREET 1: 1201 SOUTH 2ND STREET
CITY: MILWAUKEE
STATE: WI
ZIP: 53204
BUSINESS PHONE: 414-382-2000
MAIL ADDRESS:
STREET 1: 1201 SOUTH 2ND STREET
CITY: MILWAUKEE
STATE: WI
ZIP: 53204
FORMER COMPANY:
FORMER CONFORMED NAME: ROCKWELL AUTOMATION INC
DATE OF NAME CHANGE: 20020507
FORMER COMPANY:
FORMER CONFORMED NAME: ROCKWELL INTERNATIONAL CORP
DATE OF NAME CHANGE: 19970106
FORMER COMPANY:
FORMER CONFORMED NAME: NEW ROCKWELL INTERNATIONAL CORP
DATE OF NAME CHANGE: 19961009
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: HAGERMAN DOUGLAS M
CENTRAL INDEX KEY: 0001287504
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-12383
FILM NUMBER: 161840604
MAIL ADDRESS:
STREET 1: C/O ROCKWELL AUTOMATION, INC.
STREET 2: 1201 SOUTH SECOND STREET
CITY: MILWAUKEE
STATE: WI
ZIP: 53204
4
1
form.xml
PRIMARY DOCUMENT
X0306
4
2016-08-16
false
0001024478
ROCKWELL AUTOMATION INC
ROK
0001287504
HAGERMAN DOUGLAS M
1201 SOUTH SECOND STREET
MILWAUKEE
WI
53204
false
true
false
false
Sr. VP, Gen Counsel and Sec.
Common Stock
210.9971
I
By Savings Plan
Common Stock
2016-08-16
4
M
false
1300
0
A
30527
D
Common Stock
2016-08-16
4
M
false
1400
0
A
31927
D
Common Stock
2016-08-16
4
M
false
1200
0
A
33127
D
Common Stock
2016-08-16
4
F
false
2436
118.94
D
30691
D
Employee Stock Option (Right to Buy)
69.57
2016-08-16
4
M
false
1400
0
D
2011-12-07
2020-12-07
Common Stock
1400
25400
D
Employee Stock Option (Right to Buy)
74.14
2016-08-16
4
M
false
1300
0
D
2012-12-01
2021-12-01
Common Stock
1300
18200
D
Employee Stock Option (Right to Buy)
80.11
2016-08-16
4
M
false
1200
0
D
2013-12-06
2022-12-06
Common Stock
1200
13800
D
Shares represented by Company stock fund units acquired under the Company Savings Plan based on information furnished by the Plan Administrator as of 6/30/2016.
Includes 2,950 shares held by the Company to implement restrictions on transfer unless and until certain conditions are met.
Karen A. Balistreri, Attorney-in-Fact for Douglas M. Hagerman
2016-08-18