0001246360-16-006224.txt : 20160705 0001246360-16-006224.hdr.sgml : 20160705 20160705125611 ACCESSION NUMBER: 0001246360-16-006224 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20160701 FILED AS OF DATE: 20160705 DATE AS OF CHANGE: 20160705 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ROCKWELL AUTOMATION INC CENTRAL INDEX KEY: 0001024478 STANDARD INDUSTRIAL CLASSIFICATION: MEASURING & CONTROLLING DEVICES, NEC [3829] IRS NUMBER: 251797617 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 1201 SOUTH 2ND STREET CITY: MILWAUKEE STATE: WI ZIP: 53204 BUSINESS PHONE: 414-382-2000 MAIL ADDRESS: STREET 1: 1201 SOUTH 2ND STREET CITY: MILWAUKEE STATE: WI ZIP: 53204 FORMER COMPANY: FORMER CONFORMED NAME: ROCKWELL AUTOMATION INC DATE OF NAME CHANGE: 20020507 FORMER COMPANY: FORMER CONFORMED NAME: ROCKWELL INTERNATIONAL CORP DATE OF NAME CHANGE: 19970106 FORMER COMPANY: FORMER CONFORMED NAME: NEW ROCKWELL INTERNATIONAL CORP DATE OF NAME CHANGE: 19961009 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Champa Kenneth M CENTRAL INDEX KEY: 0001677463 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-12383 FILM NUMBER: 161749588 MAIL ADDRESS: STREET 1: 1201 S 2ND STREET CITY: MILWAUKEE STATE: WI ZIP: 53204 3 1 form.xml PRIMARY DOCUMENT X0206 3 2016-07-01 0 0001024478 ROCKWELL AUTOMATION INC ROK 0001677463 Champa Kenneth M 1201 SOUTH SECOND STREET MILWAUKEE WI 53204 false true false false Senior Vice President Common Stock 3198 D Common Stock 199.7815 I By Savings Plan Common Stock Share Equivalents Common Stock 46.8087 I Non Qualified Savings Plan Employee Stock Option (Right to Buy) 29.37 2009-12-03 2018-12-03 Common Stock 5300 D Employee Stock Option (Right to Buy) 46.16 2010-12-09 2019-12-09 Common Stock 6700 D Employee Stock Option (Right to Buy) 69.57 2011-12-07 2020-12-07 Common Stock 4500 D Employee Stock Option (Right to Buy) 74.14 2012-12-01 2021-12-01 Common Stock 3400 D Employee Stock Option (Right to Buy) 80.11 2013-12-06 2022-12-06 Common Stock 2700 D Employee Stock Option (Right to Buy) 108.89 2014-12-04 2023-12-04 Common Stock 2000 D Employee Stock Option (Right to Buy) 115.69 2015-12-02 2024-12-02 Common Stock 2600 D Employee Stock Option (Right to Buy) 111.7 2016-04-09 2025-04-09 Common Stock 2500 D Employee Stock Option (Right to Buy) 104.08 2016-12-03 2025-12-03 Common Stock 1500 D Includes 420 shares held by the Company to implement restrictions on transfer unless and until certain conditions are met. Each unit is the economic equivalent of one share of Company common stock. The share equivalents are payable in cash upon retirement or after termination of employment. The option vests in three substantially equal annual installments beginning on the date exercisable. Karen A Balistreri, Attorney-in-fact for Kenneth M. Champa 2016-07-05 EX-24 2 poachampaedgar.txt power of attorney I, Kenneth M. Champa, appoint Douglas M. Hagerman and Karen A. Balistreri, signing singly, attorney-in-fact to: (1) Execute on my behalf and in my capacity as an officer of Rockwell Automation, Inc., a Delaware corporation (the "Company"), Forms 3, 4 and 5 in accordance with Section 16(a) of the Securities Exchange Act of 1934, and Forms 144 under the Securities Act of 1933, and the rules thereunder (the "Form" or "Forms"); and (2) Perform any and all acts on my behalf that may be necessary or desirable to complete and execute any Form and timely file such Form with the United States Securities and Exchange Commission and any stock exchange or similar authority; and (3) Take any other action in connection with the foregoing which, in the opinion of such attorney-in- fact, may be of benefit to, in the best interest of, or legally required by me, it being understood that the documents executed by such attorney-in-fact on my behalf pursuant to this Power of Attorney shall be in such form and shall contain such terms and conditions as such attorney-in-fact may approve in his or her discretion. I grant to each such attorney-in-fact full power and authority to do and perform any act necessary or proper to be done in the exercise of any of the rights and powers herein granted, as fully to all intents and purposes as I might or could do if personally present. I ratify and confirm all that such attorney-in-fact shall lawfully do by the rights and powers granted by this Power of Attorney. Each attorney-in-fact shall have full power of substitution or revocation. I acknowledge that the attorneys-in-fact, in serving in such capacity at my request, are not assuming, nor is the Company assuming, any of my responsibilities to comply with Section 16 of the Securities Exchange Act of 1934. This Power of Attorney will remain in full force and effect until I am no longer required to file the Forms with respect to my holdings of and transactions in securities issued by the Company, unless I earlier revoke it in a signed writing delivered to the Office of the Secretary of the Company for distribution to the foregoing attorneys-in-fact. IN WITNESS WHEREOF, the undersigned has caused this Power of Attorney to be executed as of this 16th day of June, 2016. /s/ Kenneth M. Champa Kenneth M. Champa e Secretary of the Company for distribution to the foregoing attorneys-in-fact. IN WITNESS WHEREOF, the unders