0001246360-16-006219.txt : 20160705 0001246360-16-006219.hdr.sgml : 20160705 20160705113511 ACCESSION NUMBER: 0001246360-16-006219 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160701 FILED AS OF DATE: 20160705 DATE AS OF CHANGE: 20160705 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ROCKWELL AUTOMATION INC CENTRAL INDEX KEY: 0001024478 STANDARD INDUSTRIAL CLASSIFICATION: MEASURING & CONTROLLING DEVICES, NEC [3829] IRS NUMBER: 251797617 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 1201 SOUTH 2ND STREET CITY: MILWAUKEE STATE: WI ZIP: 53204 BUSINESS PHONE: 414-382-2000 MAIL ADDRESS: STREET 1: 1201 SOUTH 2ND STREET CITY: MILWAUKEE STATE: WI ZIP: 53204 FORMER COMPANY: FORMER CONFORMED NAME: ROCKWELL AUTOMATION INC DATE OF NAME CHANGE: 20020507 FORMER COMPANY: FORMER CONFORMED NAME: ROCKWELL INTERNATIONAL CORP DATE OF NAME CHANGE: 19970106 FORMER COMPANY: FORMER CONFORMED NAME: NEW ROCKWELL INTERNATIONAL CORP DATE OF NAME CHANGE: 19961009 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Holloman James Phillip CENTRAL INDEX KEY: 0001424987 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-12383 FILM NUMBER: 161749327 MAIL ADDRESS: STREET 1: P.O. BOX 625737, 6800 CINTAS BOULEVARD CITY: CINCINNATI STATE: OH ZIP: 45262 4 1 form.xml PRIMARY DOCUMENT X0306 4 2016-07-01 false 0001024478 ROCKWELL AUTOMATION INC ROK 0001424987 Holloman James Phillip 1201 SOUTH SECOND STREET MILWAUKEE WI 53204 true false false false Restricted Stock Units 2016-07-01 4 A false 207 0 A Common Stock 207 4938 D Each restricted stock unit represents a contingent right to receive one share of Rockwell Automation common stock. Restricted stock units delivered as compensation for service as a director under the 2003 Directors Stock Plan. Payable upon retirement, change of control and certain other circumstances. Karen A. Balistreri, Attorney-in-Fact for J. Phillip Holloman 2016-07-05