0001246360-15-003756.txt : 20151208 0001246360-15-003756.hdr.sgml : 20151208 20151208184216 ACCESSION NUMBER: 0001246360-15-003756 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20151206 FILED AS OF DATE: 20151208 DATE AS OF CHANGE: 20151208 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ROCKWELL AUTOMATION INC CENTRAL INDEX KEY: 0001024478 STANDARD INDUSTRIAL CLASSIFICATION: MEASURING & CONTROLLING DEVICES, NEC [3829] IRS NUMBER: 251797617 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 1201 SOUTH 2ND STREET CITY: MILWAUKEE STATE: WI ZIP: 53204 BUSINESS PHONE: 414-382-2000 MAIL ADDRESS: STREET 1: 1201 SOUTH 2ND STREET CITY: MILWAUKEE STATE: WI ZIP: 53204 FORMER COMPANY: FORMER CONFORMED NAME: ROCKWELL AUTOMATION INC DATE OF NAME CHANGE: 20020507 FORMER COMPANY: FORMER CONFORMED NAME: ROCKWELL INTERNATIONAL CORP DATE OF NAME CHANGE: 19970106 FORMER COMPANY: FORMER CONFORMED NAME: NEW ROCKWELL INTERNATIONAL CORP DATE OF NAME CHANGE: 19961009 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Schmitt Susan CENTRAL INDEX KEY: 0001405747 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-12383 FILM NUMBER: 151276699 MAIL ADDRESS: STREET 1: ROCKWELL AUTOMATION, INC. STREET 2: 1201 S. 2ND STREET, E-7F19 CITY: MILWAUKEE STATE: WI ZIP: 53204 4 1 form.xml PRIMARY DOCUMENT X0306 4 2015-12-06 false 0001024478 ROCKWELL AUTOMATION INC ROK 0001405747 Schmitt Susan 1201 SOUTH SECOND STREET MILWAUKEE WI 53204 false true false false Sr. VP, HR Common Stock 2204.758 I By Savings Plan Common Stock 2015-12-06 4 M false 2083 0 A 13766 D Common Stock 2015-12-07 4 S false 2983 106.04 D 10783 D Performance Shares 2015-12-06 4 M false 2083 0 D 2015-12-06 2015-12-06 Common Stock 2083 0 D Shares represented by Company stock fund units acquired under the Company Savings Plan based on information furnished by the Plan Administrator as of 11/30/2015. Each performance share represents a contingent right to receive one share of Company common stock (or the cash equivalent). Sale of shares pursuant to Rule 10b5-1 trading plan dated 5/26/2015 to cover taxes due on restricted stock and performance shares that vested on 12/06/2015. Includes 2,280 shares held by the Company to implement restrictions on transfer unless and until certain conditions are met. Karen A. Balistreri, Attorney-in-Fact for Susan Schmitt 2015-12-08