0001246360-15-003251.txt : 20151005 0001246360-15-003251.hdr.sgml : 20151005 20151005140020 ACCESSION NUMBER: 0001246360-15-003251 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20151001 FILED AS OF DATE: 20151005 DATE AS OF CHANGE: 20151005 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ROCKWELL AUTOMATION INC CENTRAL INDEX KEY: 0001024478 STANDARD INDUSTRIAL CLASSIFICATION: MEASURING & CONTROLLING DEVICES, NEC [3829] IRS NUMBER: 251797617 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 1201 SOUTH 2ND STREET CITY: MILWAUKEE STATE: WI ZIP: 53204 BUSINESS PHONE: 414-382-2000 MAIL ADDRESS: STREET 1: 1201 SOUTH 2ND STREET CITY: MILWAUKEE STATE: WI ZIP: 53204 FORMER COMPANY: FORMER CONFORMED NAME: ROCKWELL AUTOMATION INC DATE OF NAME CHANGE: 20020507 FORMER COMPANY: FORMER CONFORMED NAME: ROCKWELL INTERNATIONAL CORP DATE OF NAME CHANGE: 19970106 FORMER COMPANY: FORMER CONFORMED NAME: NEW ROCKWELL INTERNATIONAL CORP DATE OF NAME CHANGE: 19961009 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CRANDALL THEODORE D CENTRAL INDEX KEY: 0001278026 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-12383 FILM NUMBER: 151142861 MAIL ADDRESS: STREET 1: C/O ROCKWELL AUTOMATION INC STREET 2: 1201 SOUTH SECOND STREET CITY: MILWAUKEE STATE: WI ZIP: 53204 4 1 form.xml PRIMARY DOCUMENT X0306 4 2015-10-01 false 0001024478 ROCKWELL AUTOMATION INC ROK 0001278026 CRANDALL THEODORE D 1201 SOUTH SECOND STREET MILWAUKEE WI 53204 false true false false Sr.VP and CFO Performance Shares 2015-10-01 4 A false 3618 0 A 2015-12-06 Common Stock 3618 3618 D Each performance share represents a contingent right to receive one share of Company common stock (or the cash equivalent). On December 6, 2012, the reporting person was granted a target number of performance shares, with the payout from 0 to 200% of target based on the Company's total shareowner return compared to the performance of companies in the S&P 500 Index over a three-year period. The payout was determined on October 1, 2015, resulting in the reported number of performance shares received. Each performance share represents a contingent right to receive one share of Company common stock (or the cash equivalent). The performance shares vest on December 6, 2015, provided the reporting person is still an employee of the Company on that date, subject to limited exceptions. Karen A. Balistreri, Attorney-in-Fact for Theodore D. Crandall 2015-10-05