0001246360-14-001414.txt : 20140225
0001246360-14-001414.hdr.sgml : 20140225
20140225142109
ACCESSION NUMBER: 0001246360-14-001414
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20140221
FILED AS OF DATE: 20140225
DATE AS OF CHANGE: 20140225
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ROCKWELL AUTOMATION INC
CENTRAL INDEX KEY: 0001024478
STANDARD INDUSTRIAL CLASSIFICATION: MEASURING & CONTROLLING DEVICES, NEC [3829]
IRS NUMBER: 251797617
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0930
BUSINESS ADDRESS:
STREET 1: 1201 SOUTH 2ND STREET
CITY: MILWAUKEE
STATE: WI
ZIP: 53204
BUSINESS PHONE: 414-382-2000
MAIL ADDRESS:
STREET 1: 1201 SOUTH 2ND STREET
CITY: MILWAUKEE
STATE: WI
ZIP: 53204
FORMER COMPANY:
FORMER CONFORMED NAME: ROCKWELL AUTOMATION INC
DATE OF NAME CHANGE: 20020507
FORMER COMPANY:
FORMER CONFORMED NAME: ROCKWELL INTERNATIONAL CORP
DATE OF NAME CHANGE: 19970106
FORMER COMPANY:
FORMER CONFORMED NAME: NEW ROCKWELL INTERNATIONAL CORP
DATE OF NAME CHANGE: 19961009
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: CRANDALL THEODORE D
CENTRAL INDEX KEY: 0001278026
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-12383
FILM NUMBER: 14639996
MAIL ADDRESS:
STREET 1: C/O ROCKWELL AUTOMATION INC
STREET 2: 1201 SOUTH SECOND STREET
CITY: MILWAUKEE
STATE: WI
ZIP: 53204
4
1
form.xml
PRIMARY DOCUMENT
X0306
4
2014-02-21
false
0001024478
ROCKWELL AUTOMATION INC
ROK
0001278026
CRANDALL THEODORE D
1201 SOUTH SECOND STREET
MILWAUKEE
WI
53204
false
true
false
false
Sr.VP and CFO
Common Stock
3711.97
I
By Savings Plan
Common Stock
2014-02-21
4
M
false
8400
46.16
A
93790.6663
D
Common Stock
2014-02-21
4
S
false
8400
120.0233
D
85390.6663
D
Common Stock
2014-02-24
4
M
false
8634
46.16
A
94024.6663
D
Common Stock
2014-02-24
4
S
false
8634
120.6192
D
85390.6663
D
Employee Stock Option (Right to Buy)
46.16
2014-02-21
4
M
false
8400
0
D
2010-12-09
2019-12-09
Common Stock
8400
10734
D
Employee Stock Option (Right to Buy)
46.16
2014-02-24
4
M
false
8634
0
D
2010-12-09
2019-12-09
Common Stock
8634
2100
D
Shares represented by Company stock fund units acquired under the Company Savings Plan based on information furnished by the Plan Administrator as of 12/31/2013.
Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $120.00 to $120.24. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price.
Shares exercised and sold pursuant to a Rule 10b5-1 trading plan entered into on 11/21/2013.
Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $120.00 to $120.90. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price.
Shares exercised and sold pursuant to a Rule 10b5-1 trading plan entered into on 11/21/2013.
Includes 4,980 shares held by the Company to implement restrictions on transfer unless and until certain conditions are met.
Karen A. Balistreri, Attorney-in-Fact for Theodore D. Crandall
2014-02-25