0001246360-14-000540.txt : 20140203
0001246360-14-000540.hdr.sgml : 20140203
20140203202112
ACCESSION NUMBER: 0001246360-14-000540
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20140131
FILED AS OF DATE: 20140203
DATE AS OF CHANGE: 20140203
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ROCKWELL AUTOMATION INC
CENTRAL INDEX KEY: 0001024478
STANDARD INDUSTRIAL CLASSIFICATION: MEASURING & CONTROLLING DEVICES, NEC [3829]
IRS NUMBER: 251797617
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0930
BUSINESS ADDRESS:
STREET 1: 1201 SOUTH 2ND STREET
CITY: MILWAUKEE
STATE: WI
ZIP: 53204
BUSINESS PHONE: 414-382-2000
MAIL ADDRESS:
STREET 1: 1201 SOUTH 2ND STREET
CITY: MILWAUKEE
STATE: WI
ZIP: 53204
FORMER COMPANY:
FORMER CONFORMED NAME: ROCKWELL AUTOMATION INC
DATE OF NAME CHANGE: 20020507
FORMER COMPANY:
FORMER CONFORMED NAME: ROCKWELL INTERNATIONAL CORP
DATE OF NAME CHANGE: 19970106
FORMER COMPANY:
FORMER CONFORMED NAME: NEW ROCKWELL INTERNATIONAL CORP
DATE OF NAME CHANGE: 19961009
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: HAGERMAN DOUGLAS M
CENTRAL INDEX KEY: 0001287504
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-12383
FILM NUMBER: 14569792
MAIL ADDRESS:
STREET 1: C/O ROCKWELL AUTOMATION, INC.
STREET 2: 1201 SOUTH SECOND STREET
CITY: MILWAUKEE
STATE: WI
ZIP: 53204
4
1
form.xml
PRIMARY DOCUMENT
X0306
4
2014-01-31
false
0001024478
ROCKWELL AUTOMATION INC
ROK
0001287504
HAGERMAN DOUGLAS M
1201 SOUTH SECOND STREET
MILWAUKEE
WI
53204
false
true
false
false
Sr. VP, Gen Counsel and Sec.
Common Stock
2014-01-31
4
M
false
13538
68.04
A
58626
D
Common Stock
2014-01-31
4
S
false
13538
114.9461
D
45088
D
Common Stock
2014-02-03
4
M
false
100
68.04
A
45188
D
Common Stock
2014-02-03
4
S
false
100
115.05
D
45088
D
Employee Stock Option(Right to Buy)
68.04
2014-01-31
4
M
false
13538
0
D
2008-12-05
2017-12-05
Common Stock
13538
13412
D
Employee Stock Option(Right to Buy)
68.04
2014-02-03
4
M
false
100
0
D
2008-12-05
2017-12-05
Common Stock
100
13312
D
Shares exercised and sold pursuant to a Rule 10b5-1 trading plan entered into on 11/22/2013.
Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $$114.90 to $115.36. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price.
Includes 3,640 shares held by the Company to implement restrictions on transfer unless and until certain conditions are met.
Karen A. Balistreri, Attorney-in-Fact for Douglas M. Hagerman
2014-02-03