0001246360-14-000540.txt : 20140203 0001246360-14-000540.hdr.sgml : 20140203 20140203202112 ACCESSION NUMBER: 0001246360-14-000540 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140131 FILED AS OF DATE: 20140203 DATE AS OF CHANGE: 20140203 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ROCKWELL AUTOMATION INC CENTRAL INDEX KEY: 0001024478 STANDARD INDUSTRIAL CLASSIFICATION: MEASURING & CONTROLLING DEVICES, NEC [3829] IRS NUMBER: 251797617 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 1201 SOUTH 2ND STREET CITY: MILWAUKEE STATE: WI ZIP: 53204 BUSINESS PHONE: 414-382-2000 MAIL ADDRESS: STREET 1: 1201 SOUTH 2ND STREET CITY: MILWAUKEE STATE: WI ZIP: 53204 FORMER COMPANY: FORMER CONFORMED NAME: ROCKWELL AUTOMATION INC DATE OF NAME CHANGE: 20020507 FORMER COMPANY: FORMER CONFORMED NAME: ROCKWELL INTERNATIONAL CORP DATE OF NAME CHANGE: 19970106 FORMER COMPANY: FORMER CONFORMED NAME: NEW ROCKWELL INTERNATIONAL CORP DATE OF NAME CHANGE: 19961009 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HAGERMAN DOUGLAS M CENTRAL INDEX KEY: 0001287504 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-12383 FILM NUMBER: 14569792 MAIL ADDRESS: STREET 1: C/O ROCKWELL AUTOMATION, INC. STREET 2: 1201 SOUTH SECOND STREET CITY: MILWAUKEE STATE: WI ZIP: 53204 4 1 form.xml PRIMARY DOCUMENT X0306 4 2014-01-31 false 0001024478 ROCKWELL AUTOMATION INC ROK 0001287504 HAGERMAN DOUGLAS M 1201 SOUTH SECOND STREET MILWAUKEE WI 53204 false true false false Sr. VP, Gen Counsel and Sec. Common Stock 2014-01-31 4 M false 13538 68.04 A 58626 D Common Stock 2014-01-31 4 S false 13538 114.9461 D 45088 D Common Stock 2014-02-03 4 M false 100 68.04 A 45188 D Common Stock 2014-02-03 4 S false 100 115.05 D 45088 D Employee Stock Option(Right to Buy) 68.04 2014-01-31 4 M false 13538 0 D 2008-12-05 2017-12-05 Common Stock 13538 13412 D Employee Stock Option(Right to Buy) 68.04 2014-02-03 4 M false 100 0 D 2008-12-05 2017-12-05 Common Stock 100 13312 D Shares exercised and sold pursuant to a Rule 10b5-1 trading plan entered into on 11/22/2013. Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $$114.90 to $115.36. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price. Includes 3,640 shares held by the Company to implement restrictions on transfer unless and until certain conditions are met. Karen A. Balistreri, Attorney-in-Fact for Douglas M. Hagerman 2014-02-03