0001246360-13-005293.txt : 20131210
0001246360-13-005293.hdr.sgml : 20131210
20131210144208
ACCESSION NUMBER: 0001246360-13-005293
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20131207
FILED AS OF DATE: 20131210
DATE AS OF CHANGE: 20131210
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ROCKWELL AUTOMATION INC
CENTRAL INDEX KEY: 0001024478
STANDARD INDUSTRIAL CLASSIFICATION: MEASURING & CONTROLLING DEVICES, NEC [3829]
IRS NUMBER: 251797617
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0930
BUSINESS ADDRESS:
STREET 1: 1201 SOUTH 2ND STREET
CITY: MILWAUKEE
STATE: WI
ZIP: 53204
BUSINESS PHONE: 414-382-2000
MAIL ADDRESS:
STREET 1: 1201 SOUTH 2ND STREET
CITY: MILWAUKEE
STATE: WI
ZIP: 53204
FORMER COMPANY:
FORMER CONFORMED NAME: ROCKWELL AUTOMATION INC
DATE OF NAME CHANGE: 20020507
FORMER COMPANY:
FORMER CONFORMED NAME: ROCKWELL INTERNATIONAL CORP
DATE OF NAME CHANGE: 19970106
FORMER COMPANY:
FORMER CONFORMED NAME: NEW ROCKWELL INTERNATIONAL CORP
DATE OF NAME CHANGE: 19961009
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: MCDERMOTT JOHN P
CENTRAL INDEX KEY: 0001278046
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-12383
FILM NUMBER: 131268178
MAIL ADDRESS:
STREET 1: C/O ROCKWELL AUTOMATION, INC.
STREET 2: 1201 SOUTH SECOND STREET
CITY: MILWAUKEE
STATE: WI
ZIP: 53204
4
1
form.xml
PRIMARY DOCUMENT
X0306
4
2013-12-07
false
0001024478
ROCKWELL AUTOMATION INC
ROK
0001278046
MCDERMOTT JOHN P
1201 SOUTH SECOND STREET
MILWAUKEE
WI
53204
false
true
false
false
Sr. Vice President
Common Stock
827.9534
I
By Savings Plan
Common Stock
2013-12-07
4
M
false
5598
0
A
65506
D
Common Stock
2013-12-09
4
S
false
3634
111.295
D
61872
D
Performance Shares
2013-12-07
4
M
false
5598
0
D
2013-12-07
2013-12-07
Common Stock
5598
0
D
Shares represented by Company stock fund units acquired under the Company Savings Plan based on information furnished by the Plan Administrator as of 10/31/2013.
Each performance share represents a contingent right to receive one share of Company common stock (or the cash equivalent).
Sale of shares pursuant to Rule 10b5-1 trading plan dated to cover taxes due on restricted stock and performance shares that vested on 12/07/2013.
Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $111.141 to $111.295. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price.
Includes 3,780 shares held by the Company to implement restrictions on transfer unless and until certain conditions are met.
Karen A. Balistreri, Attorney-in-Fact for John P. McDermott
2013-12-10