0001246360-13-005290.txt : 20131210 0001246360-13-005290.hdr.sgml : 20131210 20131210142809 ACCESSION NUMBER: 0001246360-13-005290 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20131207 FILED AS OF DATE: 20131210 DATE AS OF CHANGE: 20131210 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ROCKWELL AUTOMATION INC CENTRAL INDEX KEY: 0001024478 STANDARD INDUSTRIAL CLASSIFICATION: MEASURING & CONTROLLING DEVICES, NEC [3829] IRS NUMBER: 251797617 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 1201 SOUTH 2ND STREET CITY: MILWAUKEE STATE: WI ZIP: 53204 BUSINESS PHONE: 414-382-2000 MAIL ADDRESS: STREET 1: 1201 SOUTH 2ND STREET CITY: MILWAUKEE STATE: WI ZIP: 53204 FORMER COMPANY: FORMER CONFORMED NAME: ROCKWELL AUTOMATION INC DATE OF NAME CHANGE: 20020507 FORMER COMPANY: FORMER CONFORMED NAME: ROCKWELL INTERNATIONAL CORP DATE OF NAME CHANGE: 19970106 FORMER COMPANY: FORMER CONFORMED NAME: NEW ROCKWELL INTERNATIONAL CORP DATE OF NAME CHANGE: 19961009 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Chand Sujeet CENTRAL INDEX KEY: 0001388884 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-12383 FILM NUMBER: 131268146 MAIL ADDRESS: STREET 1: ROCKWELL AUTOMATION, INC. STREET 2: 1201 SOUTH SECOND STREET CITY: MILWAUKEE STATE: WI ZIP: 53204 4 1 form.xml PRIMARY DOCUMENT X0306 4 2013-12-07 false 0001024478 ROCKWELL AUTOMATION INC ROK 0001388884 Chand Sujeet 1201 SOUTH SECOND STREET MILWAUKEE WI 53204 false true false false Sr VP & Chief Tech. Officer Common Stock 5501.0774 I By Savings Plan Common Stock 2013-12-07 4 M false 5004 0 A 38297 D Common Stock 2013-12-09 4 S false 3249 111.9151 D 35048 D Performance Shares 2013-12-07 4 M false 5004 0 D 2013-12-07 2013-12-07 Common Stock 5004 0 D Shares represented by Company stock fund units acquired under the Company Savings Plan based on information furnished by the Plan Administrator as of 10/31/2013. Each performance share represents a contingent right to receive one share of Company common stock. Each performance share represents a contingent right to receive one share of Company common stock (or the cash equivalent). Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $111.911 to $111.920. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price. Sale of shares pursuant to Rule 10b5-1 trading plan to cover taxes due on restricted stock and performance shares that vested on 12/07/2013. Includes 3,460 shares held by the Company to implement restrictions on transfer unless and until certain conditions are met. Karen A. Balistreri, Attorney-in fact for Sujeet Chand 2013-12-10