0001246360-13-005073.txt : 20131121 0001246360-13-005073.hdr.sgml : 20131121 20131121162808 ACCESSION NUMBER: 0001246360-13-005073 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20131119 FILED AS OF DATE: 20131121 DATE AS OF CHANGE: 20131121 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ROCKWELL AUTOMATION INC CENTRAL INDEX KEY: 0001024478 STANDARD INDUSTRIAL CLASSIFICATION: MEASURING & CONTROLLING DEVICES, NEC [3829] IRS NUMBER: 251797617 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 1201 SOUTH 2ND STREET CITY: MILWAUKEE STATE: WI ZIP: 53204 BUSINESS PHONE: 414-382-2000 MAIL ADDRESS: STREET 1: 1201 SOUTH 2ND STREET CITY: MILWAUKEE STATE: WI ZIP: 53204 FORMER COMPANY: FORMER CONFORMED NAME: ROCKWELL AUTOMATION INC DATE OF NAME CHANGE: 20020507 FORMER COMPANY: FORMER CONFORMED NAME: ROCKWELL INTERNATIONAL CORP DATE OF NAME CHANGE: 19970106 FORMER COMPANY: FORMER CONFORMED NAME: NEW ROCKWELL INTERNATIONAL CORP DATE OF NAME CHANGE: 19961009 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: NOSBUSCH KEITH D CENTRAL INDEX KEY: 0001204912 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-12383 FILM NUMBER: 131235685 MAIL ADDRESS: STREET 1: C/O ROCKWELL AUTOMATION, INC. STREET 2: 1201 SOUTH SECOND STREET CITY: MILWAUKEE STATE: WI ZIP: 53204 4 1 form.xml PRIMARY DOCUMENT X0306 4 2013-11-19 false 0001024478 ROCKWELL AUTOMATION INC ROK 0001204912 NOSBUSCH KEITH D 1201 SOUTH SECOND STREET MILWAUKEE WI 53204 true true false false Chairman, President and CEO Common Stock 2013-11-19 4 M false 1400 68.04 A 488637.1837 D Common Stock 2013-11-19 4 S false 1400 112 D 487237.1837 D Employee Stock Option(Right to Buy) 68.04 2013-11-19 4 M false 1400 0 D 2008-12-05 2017-12-05 Common Stock 1400 3608 D Includes 22,420 shares held by the Company to implement restrictions on transfer unless and until certain conditions are met. Karen A. Balistreri, Attorney-in-fact for Keith D. Nosbusch 2013-11-21