0001246360-13-004983.txt : 20131114 0001246360-13-004983.hdr.sgml : 20131114 20131114180709 ACCESSION NUMBER: 0001246360-13-004983 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20131113 FILED AS OF DATE: 20131114 DATE AS OF CHANGE: 20131114 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ROCKWELL AUTOMATION INC CENTRAL INDEX KEY: 0001024478 STANDARD INDUSTRIAL CLASSIFICATION: MEASURING & CONTROLLING DEVICES, NEC [3829] IRS NUMBER: 251797617 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 1201 SOUTH 2ND STREET CITY: MILWAUKEE STATE: WI ZIP: 53204 BUSINESS PHONE: 414-382-2000 MAIL ADDRESS: STREET 1: 1201 SOUTH 2ND STREET CITY: MILWAUKEE STATE: WI ZIP: 53204 FORMER COMPANY: FORMER CONFORMED NAME: ROCKWELL AUTOMATION INC DATE OF NAME CHANGE: 20020507 FORMER COMPANY: FORMER CONFORMED NAME: ROCKWELL INTERNATIONAL CORP DATE OF NAME CHANGE: 19970106 FORMER COMPANY: FORMER CONFORMED NAME: NEW ROCKWELL INTERNATIONAL CORP DATE OF NAME CHANGE: 19961009 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Chand Sujeet CENTRAL INDEX KEY: 0001388884 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-12383 FILM NUMBER: 131221831 MAIL ADDRESS: STREET 1: ROCKWELL AUTOMATION, INC. STREET 2: 1201 SOUTH SECOND STREET CITY: MILWAUKEE STATE: WI ZIP: 53204 4 1 form.xml PRIMARY DOCUMENT X0306 4 2013-11-13 false 0001024478 ROCKWELL AUTOMATION INC ROK 0001388884 Chand Sujeet 1201 SOUTH SECOND STREET MILWAUKEE WI 53204 false true false false Sr VP & Chief Tech. Officer Common Stock 5501.0774 I By Savings Plan Common Stock 2013-11-13 4 M false 12750 68.04 A 45123 D Common Stock 2013-11-13 4 M false 3200 29.37 A 48323 D Common Stock 2013-11-13 4 S false 15950 113.893 D 32373 D Employee Stock Option(Right to Buy) 68.04 2013-11-13 4 M false 12750 0 D 2008-12-05 2017-12-05 Common Stock 12750 1450 D Employee Stock Option (Right to Buy) 29.37 2013-11-13 4 M false 3200 0 D 2009-12-03 2018-12-03 Common Stock 3200 13400 D Includes shares represented by Company stock fund units acquired under the Company Savings Plan since the date last reported for this person based on information furnished by the Plan Administrator as of 10/31/2013. The number of stock fund units represented by the balance of the participant's Company stock fund account may not exactly equal the number of stock fund units represented by a prior balance due to variance in the proportion of uninvested cash held in the reference fund used to determine unit values of the Company stock fund under the Plan. Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $113.87 to $113.9820. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price. Includes 4,070 shares held by Company to implement restrictions on transfer unless and until certain conditions are met. Karen A. Balistreri, Attorney-in fact for Sujeet Chand 2013-11-14