0001246360-13-004942.txt : 20131112
0001246360-13-004942.hdr.sgml : 20131111
20131112174208
ACCESSION NUMBER: 0001246360-13-004942
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20131111
FILED AS OF DATE: 20131112
DATE AS OF CHANGE: 20131112
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ROCKWELL AUTOMATION INC
CENTRAL INDEX KEY: 0001024478
STANDARD INDUSTRIAL CLASSIFICATION: MEASURING & CONTROLLING DEVICES, NEC [3829]
IRS NUMBER: 251797617
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0930
BUSINESS ADDRESS:
STREET 1: 1201 SOUTH 2ND STREET
CITY: MILWAUKEE
STATE: WI
ZIP: 53204
BUSINESS PHONE: 414-382-2000
MAIL ADDRESS:
STREET 1: 1201 SOUTH 2ND STREET
CITY: MILWAUKEE
STATE: WI
ZIP: 53204
FORMER COMPANY:
FORMER CONFORMED NAME: ROCKWELL AUTOMATION INC
DATE OF NAME CHANGE: 20020507
FORMER COMPANY:
FORMER CONFORMED NAME: ROCKWELL INTERNATIONAL CORP
DATE OF NAME CHANGE: 19970106
FORMER COMPANY:
FORMER CONFORMED NAME: NEW ROCKWELL INTERNATIONAL CORP
DATE OF NAME CHANGE: 19961009
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: HAGERMAN DOUGLAS M
CENTRAL INDEX KEY: 0001287504
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-12383
FILM NUMBER: 131211616
MAIL ADDRESS:
STREET 1: C/O ROCKWELL AUTOMATION, INC.
STREET 2: 1201 SOUTH SECOND STREET
CITY: MILWAUKEE
STATE: WI
ZIP: 53204
4
1
form.xml
PRIMARY DOCUMENT
X0306
4
2013-11-11
false
0001024478
ROCKWELL AUTOMATION INC
ROK
0001287504
HAGERMAN DOUGLAS M
1201 SOUTH SECOND STREET
MILWAUKEE
WI
53204
false
true
false
false
Sr. VP, Gen Counsel and Sec.
Common Stock
2013-11-11
4
M
false
23550
63.59
A
66272
D
Common Stock
2013-11-11
4
M
false
32355
29.37
A
98627
D
Common Stock
2013-11-11
4
S
false
55905
112.679
D
42722
D
Common Stock
2013-11-11
5
G
false
1000
0
D
41722
D
Common Stock
2013-11-11
2013-11-12
4
I
false
7402.7005
112.69
D
0
I
By Savings Plan
Employee Stock Option (Right to Buy)
63.59
2013-11-11
4
M
false
23550
0
D
2007-12-06
2016-12-06
Common Stock
23550
0
D
Employee Stock Option (Right to Buy)
29.37
2013-11-11
4
M
false
32355
0
D
2009-12-03
2018-12-03
Common Stock
32355
0
D
Common Stock Share Equivalents
0
2013-11-11
2013-11-12
4
I
false
2836.0894
112.69
D
Common Stock
0
0
I
Non Qualified Savings Plan
Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $112.465 to $113.135. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price.
4,360 shares are held by Company to implement restrictions on transfer unless and until certain conditions are met.
Includes shares represented by Company stock fund units acquired under the Company Savings Plan since the date last reported for this person based on information furnished by the Plan Administrator as of 10/31/2013. The number of stock fund units represented by the balance of the participant's Company stock fund account may not exactly equal the number of stock fund units represented by a prior balance due to variance in the proportion of uninvested cash held in the reference fund used to determine unit values of the Company stock fund under the Plan.
Includes shares represented by Company stock fund units acquired under the Company Nonqualified Savings Plan since the date last reported for this person based on information furnished by the Plan Administrator as of 10/31/2013. The number of stock fund units represented by the balance of the participant's Company stock fund account may not exactly equal the number of stock fund units represented by a prior balance due to variance in the proportion of uninvested cash held in the reference fund used to determine unit values of the Company stock fund under the Plan.
The share equivalents are payable in cash upon retirement or after termination of employment.
The share equivalents are payable in cash upon retirement or after termination of employment
Karen A. Balistreri, Attorney-in-fact for Douglas M. Hagerman
2013-11-12