0001246360-13-004286.txt : 20130910
0001246360-13-004286.hdr.sgml : 20130910
20130910164208
ACCESSION NUMBER: 0001246360-13-004286
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20130909
FILED AS OF DATE: 20130910
DATE AS OF CHANGE: 20130910
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ROCKWELL AUTOMATION INC
CENTRAL INDEX KEY: 0001024478
STANDARD INDUSTRIAL CLASSIFICATION: MEASURING & CONTROLLING DEVICES, NEC [3829]
IRS NUMBER: 251797617
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0930
BUSINESS ADDRESS:
STREET 1: 1201 SOUTH 2ND STREET
CITY: MILWAUKEE
STATE: WI
ZIP: 53204
BUSINESS PHONE: 414-382-2000
MAIL ADDRESS:
STREET 1: 1201 SOUTH 2ND STREET
CITY: MILWAUKEE
STATE: WI
ZIP: 53204
FORMER COMPANY:
FORMER CONFORMED NAME: ROCKWELL AUTOMATION INC
DATE OF NAME CHANGE: 20020507
FORMER COMPANY:
FORMER CONFORMED NAME: ROCKWELL INTERNATIONAL CORP
DATE OF NAME CHANGE: 19970106
FORMER COMPANY:
FORMER CONFORMED NAME: NEW ROCKWELL INTERNATIONAL CORP
DATE OF NAME CHANGE: 19961009
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: HAGERMAN DOUGLAS M
CENTRAL INDEX KEY: 0001287504
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-12383
FILM NUMBER: 131088571
MAIL ADDRESS:
STREET 1: C/O ROCKWELL AUTOMATION, INC.
STREET 2: 1201 SOUTH SECOND STREET
CITY: MILWAUKEE
STATE: WI
ZIP: 53204
4
1
form.xml
PRIMARY DOCUMENT
X0306
4
2013-09-09
false
0001024478
ROCKWELL AUTOMATION INC
ROK
0001287504
HAGERMAN DOUGLAS M
1201 SOUTH SECOND STREET
MILWAUKEE
WI
53204
false
true
false
false
Sr. VP, Gen Counsel and Sec.
Common Stock
7393.3279
I
By Savings Plan
Common Stock
2013-09-09
4
M
false
11550
56.36
A
54272
D
Common Stock
2013-09-09
4
S
false
11550
101.9
D
42722
D
Employee Stock Option (Right to Buy)
56.36
2013-09-09
4
M
false
11550
0
D
2006-11-07
2015-11-07
Common Stock
11550
0
D
Shares represented by Company stock fund units acquired under the Company Savings Plan based on information furnished by the Plan Administrator as of 06/30/2013.
Option exercise and sale of option shares were effected pursuant to a Rule 10b5-1 trading plan entered into on February 28, 2013.
4,360 shares are held by Company to implement restrictions on transfer unless and until certain conditions are met.
Karen A. Balistreri, Attorney-in-fact for Douglas M. Hagerman
2013-09-10