0001246360-13-003751.txt : 20130731 0001246360-13-003751.hdr.sgml : 20130731 20130731161410 ACCESSION NUMBER: 0001246360-13-003751 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130730 FILED AS OF DATE: 20130731 DATE AS OF CHANGE: 20130731 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ROCKWELL AUTOMATION INC CENTRAL INDEX KEY: 0001024478 STANDARD INDUSTRIAL CLASSIFICATION: MEASURING & CONTROLLING DEVICES, NEC [3829] IRS NUMBER: 251797617 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 1201 SOUTH 2ND STREET CITY: MILWAUKEE STATE: WI ZIP: 53204 BUSINESS PHONE: 414-382-2000 MAIL ADDRESS: STREET 1: 1201 SOUTH 2ND STREET CITY: MILWAUKEE STATE: WI ZIP: 53204 FORMER COMPANY: FORMER CONFORMED NAME: ROCKWELL AUTOMATION INC DATE OF NAME CHANGE: 20020507 FORMER COMPANY: FORMER CONFORMED NAME: ROCKWELL INTERNATIONAL CORP DATE OF NAME CHANGE: 19970106 FORMER COMPANY: FORMER CONFORMED NAME: NEW ROCKWELL INTERNATIONAL CORP DATE OF NAME CHANGE: 19961009 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HAGERMAN DOUGLAS M CENTRAL INDEX KEY: 0001287504 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-12383 FILM NUMBER: 13999218 MAIL ADDRESS: STREET 1: C/O ROCKWELL AUTOMATION, INC. STREET 2: 1201 SOUTH SECOND STREET CITY: MILWAUKEE STATE: WI ZIP: 53204 4 1 form.xml PRIMARY DOCUMENT X0306 4 2013-07-30 false 0001024478 ROCKWELL AUTOMATION INC ROK 0001287504 HAGERMAN DOUGLAS M 1201 SOUTH SECOND STREET MILWAUKEE WI 53204 false true false false Sr. VP, Gen Counsel and Sec. Common Stock 7393.3279 I By Savings Plan Common Stock 2013-07-30 4 M false 11500 56.36 A 54222 D Common Stock 2013-07-30 4 S false 11500 93.9 D 42722 D Employee Stock Option (Right to Buy) 56.36 2013-07-30 4 M false 11500 0 D 2006-11-07 2015-11-07 Common Stock 11500 23050 D Shares represented by Company stock fund units acquired under the Company Savings Plan since the date of the last ownership report for this person, based on information furnished by the Plan Administrator as of 06/30/2013. Shares exercised and sold pursuant to a Rule 10b5-1 trading plan entered into on 02/28/2013. 4,360 shares are held by Company to implement restrictions on transfer unless and until certain conditions are met. Karen A. Balistreri, Attorney-in-Fact for Douglas M. Hagerman 2013-07-31