0001246360-13-001402.txt : 20130219 0001246360-13-001402.hdr.sgml : 20130219 20130219171510 ACCESSION NUMBER: 0001246360-13-001402 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130215 FILED AS OF DATE: 20130219 DATE AS OF CHANGE: 20130219 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: RUFF ROBERT A CENTRAL INDEX KEY: 0001278047 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-12383 FILM NUMBER: 13624298 MAIL ADDRESS: STREET 1: C/O ROCKWELL AUTOMATION, INC. STREET 2: 1201 SOUTH SECOND STREET CITY: MILWAUKEE STATE: WI ZIP: 53204 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ROCKWELL AUTOMATION INC CENTRAL INDEX KEY: 0001024478 STANDARD INDUSTRIAL CLASSIFICATION: MEASURING & CONTROLLING DEVICES, NEC [3829] IRS NUMBER: 251797617 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 1201 SOUTH 2ND STREET CITY: MILWAUKEE STATE: WI ZIP: 53204 BUSINESS PHONE: 414-382-2000 MAIL ADDRESS: STREET 1: 1201 SOUTH 2ND STREET CITY: MILWAUKEE STATE: WI ZIP: 53204 FORMER COMPANY: FORMER CONFORMED NAME: ROCKWELL AUTOMATION INC DATE OF NAME CHANGE: 20020507 FORMER COMPANY: FORMER CONFORMED NAME: ROCKWELL INTERNATIONAL CORP DATE OF NAME CHANGE: 19970106 FORMER COMPANY: FORMER CONFORMED NAME: NEW ROCKWELL INTERNATIONAL CORP DATE OF NAME CHANGE: 19961009 4 1 form.xml PRIMARY DOCUMENT X0306 4 2013-02-15 false 0001024478 ROCKWELL AUTOMATION INC ROK 0001278047 RUFF ROBERT A 1201 SOUTH SECOND STREET MILWAUKEE WI 53204 false true false false Sr. Vice President Common Stock 2013-02-15 4 M false 8618 63.59 A 65199 D Common Stock 2013-02-15 4 M false 16450 56.36 A 81649 D Common Stock 2013-02-15 4 S false 25068 91.1519 D 56581 D Common Stock 2013-02-19 4 M false 2432 63.59 A 59013 D Common Stock 2013-02-19 4 S false 2432 91.2807 D 56581 D Employee Stock Option (Right to Buy) 63.59 2013-02-15 4 M false 8618 0 D 2007-12-06 2016-12-06 Common Stock 8618 2432 D Employee Stock Option (Right to Buy) 56.36 2013-02-15 4 M false 16450 0 D 2006-11-07 2015-11-07 Common Stock 16450 1750 D Employee Stock Option (Right to Buy) 63.59 2013-02-19 4 M false 2432 0 D 2007-12-06 2016-12-06 Common Stock 2432 0 D Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $91.00 to $91.36. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price. Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $91.28 to $91.29. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price. 5,210 shares are held by Company to implement restrictions on transfer unless and until certain conditions are met. Karen A. Balistreri, Attorney-in-Fact for Robert A. Ruff 2013-02-19