0001246360-13-001402.txt : 20130219
0001246360-13-001402.hdr.sgml : 20130219
20130219171510
ACCESSION NUMBER: 0001246360-13-001402
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20130215
FILED AS OF DATE: 20130219
DATE AS OF CHANGE: 20130219
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: RUFF ROBERT A
CENTRAL INDEX KEY: 0001278047
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-12383
FILM NUMBER: 13624298
MAIL ADDRESS:
STREET 1: C/O ROCKWELL AUTOMATION, INC.
STREET 2: 1201 SOUTH SECOND STREET
CITY: MILWAUKEE
STATE: WI
ZIP: 53204
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ROCKWELL AUTOMATION INC
CENTRAL INDEX KEY: 0001024478
STANDARD INDUSTRIAL CLASSIFICATION: MEASURING & CONTROLLING DEVICES, NEC [3829]
IRS NUMBER: 251797617
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0930
BUSINESS ADDRESS:
STREET 1: 1201 SOUTH 2ND STREET
CITY: MILWAUKEE
STATE: WI
ZIP: 53204
BUSINESS PHONE: 414-382-2000
MAIL ADDRESS:
STREET 1: 1201 SOUTH 2ND STREET
CITY: MILWAUKEE
STATE: WI
ZIP: 53204
FORMER COMPANY:
FORMER CONFORMED NAME: ROCKWELL AUTOMATION INC
DATE OF NAME CHANGE: 20020507
FORMER COMPANY:
FORMER CONFORMED NAME: ROCKWELL INTERNATIONAL CORP
DATE OF NAME CHANGE: 19970106
FORMER COMPANY:
FORMER CONFORMED NAME: NEW ROCKWELL INTERNATIONAL CORP
DATE OF NAME CHANGE: 19961009
4
1
form.xml
PRIMARY DOCUMENT
X0306
4
2013-02-15
false
0001024478
ROCKWELL AUTOMATION INC
ROK
0001278047
RUFF ROBERT A
1201 SOUTH SECOND STREET
MILWAUKEE
WI
53204
false
true
false
false
Sr. Vice President
Common Stock
2013-02-15
4
M
false
8618
63.59
A
65199
D
Common Stock
2013-02-15
4
M
false
16450
56.36
A
81649
D
Common Stock
2013-02-15
4
S
false
25068
91.1519
D
56581
D
Common Stock
2013-02-19
4
M
false
2432
63.59
A
59013
D
Common Stock
2013-02-19
4
S
false
2432
91.2807
D
56581
D
Employee Stock Option (Right to Buy)
63.59
2013-02-15
4
M
false
8618
0
D
2007-12-06
2016-12-06
Common Stock
8618
2432
D
Employee Stock Option (Right to Buy)
56.36
2013-02-15
4
M
false
16450
0
D
2006-11-07
2015-11-07
Common Stock
16450
1750
D
Employee Stock Option (Right to Buy)
63.59
2013-02-19
4
M
false
2432
0
D
2007-12-06
2016-12-06
Common Stock
2432
0
D
Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $91.00 to $91.36. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price.
Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $91.28 to $91.29. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price.
5,210 shares are held by Company to implement restrictions on transfer unless and until certain conditions are met.
Karen A. Balistreri, Attorney-in-Fact for Robert A. Ruff
2013-02-19