0001246360-13-001026.txt : 20130208 0001246360-13-001026.hdr.sgml : 20130208 20130208160012 ACCESSION NUMBER: 0001246360-13-001026 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130207 FILED AS OF DATE: 20130208 DATE AS OF CHANGE: 20130208 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: RUFF ROBERT A CENTRAL INDEX KEY: 0001278047 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-12383 FILM NUMBER: 13586767 MAIL ADDRESS: STREET 1: C/O ROCKWELL AUTOMATION, INC. STREET 2: 1201 SOUTH SECOND STREET CITY: MILWAUKEE STATE: WI ZIP: 53204 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ROCKWELL AUTOMATION INC CENTRAL INDEX KEY: 0001024478 STANDARD INDUSTRIAL CLASSIFICATION: MEASURING & CONTROLLING DEVICES, NEC [3829] IRS NUMBER: 251797617 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 1201 SOUTH 2ND STREET CITY: MILWAUKEE STATE: WI ZIP: 53204 BUSINESS PHONE: 414-382-2000 MAIL ADDRESS: STREET 1: 1201 SOUTH 2ND STREET CITY: MILWAUKEE STATE: WI ZIP: 53204 FORMER COMPANY: FORMER CONFORMED NAME: ROCKWELL AUTOMATION INC DATE OF NAME CHANGE: 20020507 FORMER COMPANY: FORMER CONFORMED NAME: ROCKWELL INTERNATIONAL CORP DATE OF NAME CHANGE: 19970106 FORMER COMPANY: FORMER CONFORMED NAME: NEW ROCKWELL INTERNATIONAL CORP DATE OF NAME CHANGE: 19961009 4 1 form.xml PRIMARY DOCUMENT X0306 4 2013-02-07 false 0001024478 ROCKWELL AUTOMATION INC ROK 0001278047 RUFF ROBERT A 1201 SOUTH SECOND STREET MILWAUKEE WI 53204 false true false false Sr. Vice President Common Stock 56581 D Common Stock 2013-02-07 4 I false 49.5351 90.52 D 0 I By Savings Plan Common Stock Share Equivalents 90.52 2013-02-07 4 I false 123.9638 0 D Common Stock 123.9638 0 I Nonqual. Savings Plan 5,210 shares are held by Company to implement restrictions on transfer unless and until certain conditions are met. Includes shares represented by Company stock fund units acquired under the Company Savings Plan since the last ownership report for this person, based on information furnished by the Plan Administrator as of 2/7/2013. The number of stock fund units represented by the balance of the participant's Company stock fund account may not exactly equal the number of stock fund units represented by a prior balance due to variance in the proportion of uninvested cash held in the reference fund used to determine unit values of the Company stock fund under the Plan. Share equivalents acquired under the Company's Nonqualified Savings Plan. The number of share equivalents represented by the balance of the participant's Company stock fund account may not exactly equal the number of share equivalents represented by a prior balance due to variances in the proportion of uninvested cash held in the reference fund used to determine unit values of the Company stock fund under the Plan. The share equivalents are payable in cash upon retirement or after termination of employment. Karen A. Balistreri, Attorney-in-Fact for Robert A. Ruff 2013-02-08