0001246360-13-001026.txt : 20130208
0001246360-13-001026.hdr.sgml : 20130208
20130208160012
ACCESSION NUMBER: 0001246360-13-001026
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20130207
FILED AS OF DATE: 20130208
DATE AS OF CHANGE: 20130208
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: RUFF ROBERT A
CENTRAL INDEX KEY: 0001278047
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-12383
FILM NUMBER: 13586767
MAIL ADDRESS:
STREET 1: C/O ROCKWELL AUTOMATION, INC.
STREET 2: 1201 SOUTH SECOND STREET
CITY: MILWAUKEE
STATE: WI
ZIP: 53204
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ROCKWELL AUTOMATION INC
CENTRAL INDEX KEY: 0001024478
STANDARD INDUSTRIAL CLASSIFICATION: MEASURING & CONTROLLING DEVICES, NEC [3829]
IRS NUMBER: 251797617
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0930
BUSINESS ADDRESS:
STREET 1: 1201 SOUTH 2ND STREET
CITY: MILWAUKEE
STATE: WI
ZIP: 53204
BUSINESS PHONE: 414-382-2000
MAIL ADDRESS:
STREET 1: 1201 SOUTH 2ND STREET
CITY: MILWAUKEE
STATE: WI
ZIP: 53204
FORMER COMPANY:
FORMER CONFORMED NAME: ROCKWELL AUTOMATION INC
DATE OF NAME CHANGE: 20020507
FORMER COMPANY:
FORMER CONFORMED NAME: ROCKWELL INTERNATIONAL CORP
DATE OF NAME CHANGE: 19970106
FORMER COMPANY:
FORMER CONFORMED NAME: NEW ROCKWELL INTERNATIONAL CORP
DATE OF NAME CHANGE: 19961009
4
1
form.xml
PRIMARY DOCUMENT
X0306
4
2013-02-07
false
0001024478
ROCKWELL AUTOMATION INC
ROK
0001278047
RUFF ROBERT A
1201 SOUTH SECOND STREET
MILWAUKEE
WI
53204
false
true
false
false
Sr. Vice President
Common Stock
56581
D
Common Stock
2013-02-07
4
I
false
49.5351
90.52
D
0
I
By Savings Plan
Common Stock Share Equivalents
90.52
2013-02-07
4
I
false
123.9638
0
D
Common Stock
123.9638
0
I
Nonqual. Savings Plan
5,210 shares are held by Company to implement restrictions on transfer unless and until certain conditions are met.
Includes shares represented by Company stock fund units acquired under the Company Savings Plan since the last ownership report for this person, based on information furnished by the Plan Administrator as of 2/7/2013. The number of stock fund units represented by the balance of the participant's Company stock fund account may not exactly equal the number of stock fund units represented by a prior balance due to variance in the proportion of uninvested cash held in the reference fund used to determine unit values of the Company stock fund under the Plan.
Share equivalents acquired under the Company's Nonqualified Savings Plan. The number of share equivalents represented by the balance of the participant's Company stock fund account may not exactly equal the number of share equivalents represented by a prior balance due to variances in the proportion of uninvested cash held in the reference fund used to determine unit values of the Company stock fund under the Plan.
The share equivalents are payable in cash upon retirement or after termination of employment.
Karen A. Balistreri, Attorney-in-Fact for Robert A. Ruff
2013-02-08