0001246360-12-004753.txt : 20121211
0001246360-12-004753.hdr.sgml : 20121211
20121211165009
ACCESSION NUMBER: 0001246360-12-004753
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20121209
FILED AS OF DATE: 20121211
DATE AS OF CHANGE: 20121211
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Schmitt Susan
CENTRAL INDEX KEY: 0001405747
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-12383
FILM NUMBER: 121256862
MAIL ADDRESS:
STREET 1: ROCKWELL AUTOMATION, INC.
STREET 2: 1201 S. 2ND STREET, E-7F19
CITY: MILWAUKEE
STATE: WI
ZIP: 53204
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ROCKWELL AUTOMATION INC
CENTRAL INDEX KEY: 0001024478
STANDARD INDUSTRIAL CLASSIFICATION: MEASURING & CONTROLLING DEVICES, NEC [3829]
IRS NUMBER: 251797617
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0930
BUSINESS ADDRESS:
STREET 1: 1201 SOUTH 2ND STREET
CITY: MILWAUKEE
STATE: WI
ZIP: 53204
BUSINESS PHONE: 414-382-2000
MAIL ADDRESS:
STREET 1: 1201 SOUTH 2ND STREET
CITY: MILWAUKEE
STATE: WI
ZIP: 53204
FORMER COMPANY:
FORMER CONFORMED NAME: ROCKWELL AUTOMATION INC
DATE OF NAME CHANGE: 20020507
FORMER COMPANY:
FORMER CONFORMED NAME: ROCKWELL INTERNATIONAL CORP
DATE OF NAME CHANGE: 19970106
FORMER COMPANY:
FORMER CONFORMED NAME: NEW ROCKWELL INTERNATIONAL CORP
DATE OF NAME CHANGE: 19961009
4
1
form.xml
PRIMARY DOCUMENT
X0306
4
2012-12-09
false
0001024478
ROCKWELL AUTOMATION INC
ROK
0001405747
Schmitt Susan
1201 SOUTH SECOND STREET
MILWAUKEE
WI
53204
false
true
false
false
Sr. VP, HR
Common Stock
1873.2059
I
By Savings Plan
Common Stock
2012-12-09
4
M
false
6228
0
A
22446
D
Common Stock
2012-12-10
4
S
false
3441
80.4147
D
19005
D
Performance Shares
2012-12-09
4
M
false
6228
0
D
2012-12-09
2012-12-09
Common Stock
6228
0
D
Shares represented by Company stock fund units acquired under the Company Savings Plan, based on information furnished by the Plan Administrator as of 10/31/2012
Each performance share represents a contingent right to receive one share of Company common stock (or the cash equivalent).
Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $80.391 to $80.454. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price.
Sale of shares pursuant to Rule 10b5-1 trading plan to cover taxes due on restricted stock and performance shares that vested on 12/09/2012.
3,260 shares are held by Company to implement restrictions on transfer unless and until certain conditions are met.
Karen A. Balistreri, Attorney-in-Fact for Susan Schmitt
2012-12-11