0001246360-12-004569.txt : 20121130 0001246360-12-004569.hdr.sgml : 20121130 20121130171014 ACCESSION NUMBER: 0001246360-12-004569 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20121130 FILED AS OF DATE: 20121130 DATE AS OF CHANGE: 20121130 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ROCKWELL AUTOMATION INC CENTRAL INDEX KEY: 0001024478 STANDARD INDUSTRIAL CLASSIFICATION: MEASURING & CONTROLLING DEVICES, NEC [3829] IRS NUMBER: 251797617 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 1201 SOUTH 2ND STREET CITY: MILWAUKEE STATE: WI ZIP: 53204 BUSINESS PHONE: 414-382-2000 MAIL ADDRESS: STREET 1: 1201 SOUTH 2ND STREET CITY: MILWAUKEE STATE: WI ZIP: 53204 FORMER COMPANY: FORMER CONFORMED NAME: ROCKWELL AUTOMATION INC DATE OF NAME CHANGE: 20020507 FORMER COMPANY: FORMER CONFORMED NAME: ROCKWELL INTERNATIONAL CORP DATE OF NAME CHANGE: 19970106 FORMER COMPANY: FORMER CONFORMED NAME: NEW ROCKWELL INTERNATIONAL CORP DATE OF NAME CHANGE: 19961009 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HAGERMAN DOUGLAS M CENTRAL INDEX KEY: 0001287504 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-12383 FILM NUMBER: 121235419 MAIL ADDRESS: STREET 1: C/O ROCKWELL AUTOMATION, INC. STREET 2: 1201 SOUTH SECOND STREET CITY: MILWAUKEE STATE: WI ZIP: 53204 4 1 form.xml PRIMARY DOCUMENT X0306 4 2012-11-30 false 0001024478 ROCKWELL AUTOMATION INC ROK 0001287504 HAGERMAN DOUGLAS M 1201 SOUTH SECOND STREET MILWAUKEE WI 53204 false true false false Sr. VP, Gen Counsel and Sec. Common Stock 7196.1258 I By Savings Plan Common Stock 2012-11-30 4 M false 1200 29.37 A 36012 D Common Stock 2012-11-30 4 S false 1200 79.5013 D 34812 D Employee Stock Option (Right to Buy) 29.37 2012-11-30 4 M false 1200 0 D 2009-12-03 2018-12-03 Common Stock 1200 32355 D Shares represented by Company stock fund units acquired under the Company Savings Plan, based on information furnished by the Plan Administrator as of 10/31/2012. Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $79.50 to $79.515. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price. 5,580 shares are held by Company to implement restrictions on transfer unless and until certain conditions are met. Karen A. Balistreri, Attorney-in-Fact for Douglas M. Hagerman 2012-11-30