0001246360-12-004529.txt : 20121127 0001246360-12-004529.hdr.sgml : 20121127 20121127150017 ACCESSION NUMBER: 0001246360-12-004529 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20121126 FILED AS OF DATE: 20121127 DATE AS OF CHANGE: 20121127 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MILLER JOHN M CENTRAL INDEX KEY: 0001305128 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-12383 FILM NUMBER: 121226408 MAIL ADDRESS: STREET 1: C/O ROCKWELL AUTOMATION, INC. STREET 2: 1201 SOUTH SECOND STREET CITY: MILWAUKEE STATE: WI ZIP: 53204 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ROCKWELL AUTOMATION INC CENTRAL INDEX KEY: 0001024478 STANDARD INDUSTRIAL CLASSIFICATION: MEASURING & CONTROLLING DEVICES, NEC [3829] IRS NUMBER: 251797617 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 1201 SOUTH 2ND STREET CITY: MILWAUKEE STATE: WI ZIP: 53204 BUSINESS PHONE: 414-382-2000 MAIL ADDRESS: STREET 1: 1201 SOUTH 2ND STREET CITY: MILWAUKEE STATE: WI ZIP: 53204 FORMER COMPANY: FORMER CONFORMED NAME: ROCKWELL AUTOMATION INC DATE OF NAME CHANGE: 20020507 FORMER COMPANY: FORMER CONFORMED NAME: ROCKWELL INTERNATIONAL CORP DATE OF NAME CHANGE: 19970106 FORMER COMPANY: FORMER CONFORMED NAME: NEW ROCKWELL INTERNATIONAL CORP DATE OF NAME CHANGE: 19961009 4 1 form.xml PRIMARY DOCUMENT X0306 4 2012-11-26 false 0001024478 ROCKWELL AUTOMATION INC ROK 0001305128 MILLER JOHN M 1201 SOUTH SECOND STREET MILWAUKEE WI 53204 false true false false VP and Chief IP Counsel Common Stock 50.517 I By Savings Plan Common Stock 2012-11-26 4 M false 1750 56.36 A 10490 D Common Stock 2012-11-26 4 M false 4250 63.59 A 14740 D Common Stock 2012-11-26 4 M false 4550 68.04 A 19290 D Common Stock 2012-11-26 4 M false 9300 29.37 A 28590 D Common Stock 2012-11-26 4 S false 18100 79 D 10490 D Employee Stock Option (Right to Buy) 56.36 2012-11-26 4 M false 1750 0 D 2006-11-07 2015-11-07 Common Stock 1750 0 D Employee Stock Option (Right to Buy) 63.59 2012-11-26 4 M false 4250 0 D 2007-12-06 2016-12-06 Common Stock 4250 1550 D Employee Stock Option(Right to Buy) 68.04 2012-11-26 4 M false 4550 0 D 2008-12-05 2017-12-05 Common Stock 4550 1450 D Employee Stock Option (Right to Buy) 29.37 2012-11-26 4 M false 9300 0 D 2009-12-03 2018-12-03 Common Stock 9300 3400 D Includes shares represented by Company stock fund units acquired under the Company Savings Plan since the date of the last ownership report for this person, based on information furnished by the Plan Administrator as of 10/31/2012. 1,360 shares are held by Company to implement restrictions on transfer unless and until certain conditions are met. Karen A. Balistreri, Attorney-in-Fact for John M. Miller 2012-11-27