0001246360-12-003498.txt : 20120816 0001246360-12-003498.hdr.sgml : 20120816 20120816141010 ACCESSION NUMBER: 0001246360-12-003498 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120814 FILED AS OF DATE: 20120816 DATE AS OF CHANGE: 20120816 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ROCKWELL AUTOMATION INC CENTRAL INDEX KEY: 0001024478 STANDARD INDUSTRIAL CLASSIFICATION: MEASURING & CONTROLLING DEVICES, NEC [3829] IRS NUMBER: 251797617 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 1201 SOUTH 2ND STREET CITY: MILWAUKEE STATE: WI ZIP: 53204 BUSINESS PHONE: 414-382-2000 MAIL ADDRESS: STREET 1: 1201 SOUTH 2ND STREET CITY: MILWAUKEE STATE: WI ZIP: 53204 FORMER COMPANY: FORMER CONFORMED NAME: ROCKWELL AUTOMATION INC DATE OF NAME CHANGE: 20020507 FORMER COMPANY: FORMER CONFORMED NAME: ROCKWELL INTERNATIONAL CORP DATE OF NAME CHANGE: 19970106 FORMER COMPANY: FORMER CONFORMED NAME: NEW ROCKWELL INTERNATIONAL CORP DATE OF NAME CHANGE: 19961009 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: NOSBUSCH KEITH D CENTRAL INDEX KEY: 0001204912 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-12383 FILM NUMBER: 121039589 MAIL ADDRESS: STREET 1: C/O ROCKWELL AUTOMATION, INC. STREET 2: 1201 SOUTH SECOND STREET CITY: MILWAUKEE STATE: WI ZIP: 53204 4 1 form.xml PRIMARY DOCUMENT X0306 4 2012-08-14 false 0001024478 ROCKWELL AUTOMATION INC ROK 0001204912 NOSBUSCH KEITH D 1201 SOUTH SECOND STREET MILWAUKEE WI 53204 true true false false Chairman, President and CEO Common Stock 456220.1837 D Common Stock 2012-08-14 4 I false 1004.0397 72 D 0 I By Savings Plan Common Stock Share Equivalents 72 2012-08-14 4 I false 2965.7892 0 D Common Stock 2965.7892 0 I Nonqual. Savings Plan 26,400 shares are held by Company to implement restrictions on transfer unless and until certain conditions are met. Share equivalents acquired under the Company's Nonqualified Savings Plan. The number of share equivalents represented by the balance of the participant's Company stock fund account may not exactly equal the number of share equivalents represented by a prior balance due to variances in the proportion of uninvested cash held in the reference fund used to determine unit values of the Company stock fund under the Plan. The share equivalents are payable in cash upon retirement or after termination of employment. The share equivalents are payable in cash upon retirement or after termination of employment. Includes shares represented by Company stock fund units acquired under the Company Savings Plan since the last ownership report for this person, based on information furnished by the Plan Administrator as of 8/14/2012. The number of stock fund units represented by the balance of the participant's Company stock fund account may not exactly equal the number of stock fund units represented by a prior balance due to variances in the proportion of uninvested cash held in the reference fund used to determine unit values of the Company stock fund under the Plan. Karen A. Balistreri, Attorney-in-Fact for Keith D. Nosbusch 2012-08-16