0001246360-11-004198.txt : 20111206
0001246360-11-004198.hdr.sgml : 20111206
20111206154013
ACCESSION NUMBER: 0001246360-11-004198
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20111203
FILED AS OF DATE: 20111206
DATE AS OF CHANGE: 20111206
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Chand Sujeet
CENTRAL INDEX KEY: 0001388884
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-12383
FILM NUMBER: 111245805
MAIL ADDRESS:
STREET 1: ROCKWELL AUTOMATION, INC.
STREET 2: 1201 SOUTH SECOND STREET
CITY: MILWAUKEE
STATE: WI
ZIP: 53204
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ROCKWELL AUTOMATION INC
CENTRAL INDEX KEY: 0001024478
STANDARD INDUSTRIAL CLASSIFICATION: MEASURING & CONTROLLING DEVICES, NEC [3829]
IRS NUMBER: 251797617
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0930
BUSINESS ADDRESS:
STREET 1: 1201 SOUTH 2ND STREET
CITY: MILWAUKEE
STATE: WI
ZIP: 53204
BUSINESS PHONE: 414-382-2000
MAIL ADDRESS:
STREET 1: 1201 SOUTH 2ND STREET
CITY: MILWAUKEE
STATE: WI
ZIP: 53204
FORMER COMPANY:
FORMER CONFORMED NAME: ROCKWELL AUTOMATION INC
DATE OF NAME CHANGE: 20020507
FORMER COMPANY:
FORMER CONFORMED NAME: ROCKWELL INTERNATIONAL CORP
DATE OF NAME CHANGE: 19970106
FORMER COMPANY:
FORMER CONFORMED NAME: NEW ROCKWELL INTERNATIONAL CORP
DATE OF NAME CHANGE: 19961009
4
1
form.xml
PRIMARY DOCUMENT
X0304
4
2011-12-03
false
0001024478
ROCKWELL AUTOMATION INC
ROK
0001388884
Chand Sujeet
1201 SOUTH SECOND STREET
MILWAUKEE
WI
53204
false
true
false
false
Sr VP & Chief Tech. Officer
Common Stock
5112.8778
I
By Savings Plan
Common Stock
2011-12-03
4
M
false
9000
0
A
27882
D
Common Stock
2011-12-05
4
S
false
3696
75.76
D
24186
D
Performance Shares
2011-12-03
4
M
false
9000
0
D
2011-12-03
2011-12-03
Common Stock
9000
0
D
Shares represented by Company stock fund units acquired under the Company Savings Plan, based on information furnished by the Plan Administrator as of 10/31/2011.
Each performance share represents a contingent right to receive one share of Company common stock (or the cash equivalent).
Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $75.75 to $75.7649. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price.
Sale of shares pursuant to Rule 10b5-1 trading plan to cover taxes due on restricted stock and performance shares that vested on 12/03/2011.
4,470 shares are held by Company to implement restrictions on transfer unless and until certain conditions are met.
Karen A. Balistreri, Attorney-In Fact for Sujeet Chand
2011-12-05