0001246360-11-004147.txt : 20111205 0001246360-11-004147.hdr.sgml : 20111205 20111205151508 ACCESSION NUMBER: 0001246360-11-004147 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20111201 FILED AS OF DATE: 20111205 DATE AS OF CHANGE: 20111205 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ROCKWELL AUTOMATION INC CENTRAL INDEX KEY: 0001024478 STANDARD INDUSTRIAL CLASSIFICATION: MEASURING & CONTROLLING DEVICES, NEC [3829] IRS NUMBER: 251797617 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 1201 SOUTH 2ND STREET CITY: MILWAUKEE STATE: WI ZIP: 53204 BUSINESS PHONE: 414-382-2000 MAIL ADDRESS: STREET 1: 1201 SOUTH 2ND STREET CITY: MILWAUKEE STATE: WI ZIP: 53204 FORMER COMPANY: FORMER CONFORMED NAME: ROCKWELL AUTOMATION INC DATE OF NAME CHANGE: 20020507 FORMER COMPANY: FORMER CONFORMED NAME: ROCKWELL INTERNATIONAL CORP DATE OF NAME CHANGE: 19970106 FORMER COMPANY: FORMER CONFORMED NAME: NEW ROCKWELL INTERNATIONAL CORP DATE OF NAME CHANGE: 19961009 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CRANDALL THEODORE D CENTRAL INDEX KEY: 0001278026 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-12383 FILM NUMBER: 111242946 MAIL ADDRESS: STREET 1: C/O ROCKWELL AUTOMATION INC STREET 2: 1201 SOUTH SECOND STREET CITY: MILWAUKEE STATE: WI ZIP: 53204 4 1 form.xml PRIMARY DOCUMENT X0304 4 2011-12-01 false 0001024478 ROCKWELL AUTOMATION INC ROK 0001278026 CRANDALL THEODORE D 1201 SOUTH SECOND STREET MILWAUKEE WI 53204 false true false false Sr.VP and CFO Common Stock 3378.4004 I By Savings Plan Common Stock 2011-12-01 4 A false 2030 0 A 63624.6663 D Common Stock Share Equivalents Common Stock 1686.7166 1686.7166 I Nonqual. Savings Plan Employee Stock Option (Right to Buy) 74.14 2011-12-01 4 A false 25700 74.14 A 2012-12-01 2021-12-01 Common Stock 25700 25700 D Includes shares represented by Company stock fund units acquired under the Company Savings Plan since the date of the last ownership report for this person, based on information furnished by the Plan Administrator as of 10/31/2011. Each unit is the economic equivalent of one share of Company common stock. The share equivalents are payable in cash upon retirement or after termination of employment. The share equivalents are payable in cash upon retirement or after termination of employment. Includes share equivalents represented by Company stock fund units acquired under the Company Nonqualified Savings Plan since the day of the last ownership report for this person, based on information furnished by the Plan Administrator as of 10/31/2011. The option vests in three substantially equal annual installments beginning on the date exercisable. Restricted stock award under the Company's 2008 Long Term Incentives Plan. 11,390 shares are held by Company to implement restrictions on transfer unless and until certain conditions are met. Karen A. Balistreri, Attorney-in-Fact for Theodore D. Crandall 2011-12-02