0001246360-11-004146.txt : 20111205
0001246360-11-004146.hdr.sgml : 20111205
20111205151038
ACCESSION NUMBER: 0001246360-11-004146
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20111201
FILED AS OF DATE: 20111205
DATE AS OF CHANGE: 20111205
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Schmitt Susan
CENTRAL INDEX KEY: 0001405747
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-12383
FILM NUMBER: 111242933
MAIL ADDRESS:
STREET 1: ROCKWELL AUTOMATION, INC.
STREET 2: 1201 S. 2ND STREET, E-7F19
CITY: MILWAUKEE
STATE: WI
ZIP: 53204
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ROCKWELL AUTOMATION INC
CENTRAL INDEX KEY: 0001024478
STANDARD INDUSTRIAL CLASSIFICATION: MEASURING & CONTROLLING DEVICES, NEC [3829]
IRS NUMBER: 251797617
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0930
BUSINESS ADDRESS:
STREET 1: 1201 SOUTH 2ND STREET
CITY: MILWAUKEE
STATE: WI
ZIP: 53204
BUSINESS PHONE: 414-382-2000
MAIL ADDRESS:
STREET 1: 1201 SOUTH 2ND STREET
CITY: MILWAUKEE
STATE: WI
ZIP: 53204
FORMER COMPANY:
FORMER CONFORMED NAME: ROCKWELL AUTOMATION INC
DATE OF NAME CHANGE: 20020507
FORMER COMPANY:
FORMER CONFORMED NAME: ROCKWELL INTERNATIONAL CORP
DATE OF NAME CHANGE: 19970106
FORMER COMPANY:
FORMER CONFORMED NAME: NEW ROCKWELL INTERNATIONAL CORP
DATE OF NAME CHANGE: 19961009
4
1
form.xml
PRIMARY DOCUMENT
X0304
4
2011-12-01
false
0001024478
ROCKWELL AUTOMATION INC
ROK
0001405747
Schmitt Susan
1201 SOUTH SECOND STREET
MILWAUKEE
WI
53204
false
true
false
false
Sr. VP, HR
Common Stock
1734.144
I
By Savings Plan
Common Stock
2011-12-01
4
A
false
1190
0
A
17112
D
Common Stock Share Equivalents
Common Stock
675.9633
675.9633
I
Non Qualified Savings Plan
Employee Stock Option (Right to Buy)
74.14
2011-12-01
4
A
false
15000
74.14
A
2012-12-01
2021-12-01
Common Stock
15000
15000
D
Includes shares represented by Company stock fund units acquired under the Company Savings Plan since the date of the last ownership report for this person, based on information furnished by the Plan Administrator as of 10/31/2011.
Each unit is the economic equivalent of one share of Company common stock.
The share equivalents are payable in cash upon retirement or after termination of employment.
The share equivalents are payable in cash upon retirement or after termination of employment.
Includes share equivalents represented by Company stock fund units acquired under the Company Nonqualified Savings Plan since the date of the last ownership report for this person, based on information furnished by the Plan Administrator as of 10/31/2011.
The option vests in three substantially equal annual installments beginning on the date exercisable.
Restricted stock award under the Company's 2008 Long Term Incentives Plan.
7,094 shares are held by Company to implement restrictions on transfer unless and until certain conditions are met.
Karen A. Balistreri, Attorney-in-Fact for Susan Schmitt
2011-12-02