0001246360-11-001926.txt : 20110401
0001246360-11-001926.hdr.sgml : 20110401
20110401155508
ACCESSION NUMBER: 0001246360-11-001926
CONFORMED SUBMISSION TYPE: 3
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20110401
FILED AS OF DATE: 20110401
DATE AS OF CHANGE: 20110401
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Moret Blake D.
CENTRAL INDEX KEY: 0001515154
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-12383
FILM NUMBER: 11731224
MAIL ADDRESS:
STREET 1: C/O ROCKWELL AUTOMATION, INC.
STREET 2: 1201 SOUTH SECOND STREET
CITY: MILWAUKEE
STATE: WI
ZIP: 53204
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ROCKWELL AUTOMATION INC
CENTRAL INDEX KEY: 0001024478
STANDARD INDUSTRIAL CLASSIFICATION: MEASURING & CONTROLLING DEVICES, NEC [3829]
IRS NUMBER: 251797617
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0930
BUSINESS ADDRESS:
STREET 1: 1201 SOUTH 2ND STREET
CITY: MILWAUKEE
STATE: WI
ZIP: 53204
BUSINESS PHONE: 414-382-2000
MAIL ADDRESS:
STREET 1: 1201 SOUTH 2ND STREET
CITY: MILWAUKEE
STATE: WI
ZIP: 53204
FORMER COMPANY:
FORMER CONFORMED NAME: ROCKWELL AUTOMATION INC
DATE OF NAME CHANGE: 20020507
FORMER COMPANY:
FORMER CONFORMED NAME: ROCKWELL INTERNATIONAL CORP
DATE OF NAME CHANGE: 19970106
FORMER COMPANY:
FORMER CONFORMED NAME: NEW ROCKWELL INTERNATIONAL CORP
DATE OF NAME CHANGE: 19961009
3
1
form.xml
PRIMARY DOCUMENT
X0203
3
2011-04-01
0
0001024478
ROCKWELL AUTOMATION INC
ROK
0001515154
Moret Blake D.
1201 SOUTH SECOND STREET
MILWAUKEE
WI
53204
false
true
false
false
SVP
Common Stock
839.7099
I
By Savings Plan
Common Stock
5450
D
Employee Stock Option (Right to Buy)
29.37
2009-12-03
2018-12-03
Common Stock
7334
D
Employee Stock Option (Right to Buy)
46.16
2010-12-09
2019-12-09
Common Stock
9100
D
Employee Stock Option (Right to Buy)
69.57
2011-12-07
2020-12-07
Common Stock
7400
D
Common Stock Share Equivalents
0
Common Stock
8.7644
I
Nonqual. Savings Plan
Shares represented by Company stock fund units acquired under the Company Savings Plan, based on information furnished by the Plan Administrator as of 2/28/2011.
5,450 shares are held by Company to implement restrictions on transfer unless and until certain conditions are met.
The option vests in three substantially equal annual installments beginning on the date exercisable.
The option vests in three substantially equal annual installments beginning on the date exercisable.
The option vests in three substantially equal annual installments beginning on the date exercisable.
Each unit is the economic equivalent of one share of Company common stock.
The share equivalents are payable in cash upon retirement or after termination of employment.
The share equivalents are payable in cash upon retirement or after termination of employment.
Share equivalents represented by Company stock fund units acquired under the Company Nonqualified Savings Plan, based on information furnished by the Plan Administrator as of 2/28/2011.
Karen A. Balistreri, Attorney-in-Fact for Blake D. Moret
2011-04-01