-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Q11U16+VD+fTnWOkI8KAR86AoDeH+HxcAJ6I4DZcktnVZQhuB5lrw6p9M/W4/UEn Bsz4NToRxNmf2lC+SBitPw== 0001246360-10-003964.txt : 20101207 0001246360-10-003964.hdr.sgml : 20101207 20101207153511 ACCESSION NUMBER: 0001246360-10-003964 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20101205 FILED AS OF DATE: 20101207 DATE AS OF CHANGE: 20101207 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MILLER JOHN M CENTRAL INDEX KEY: 0001305128 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-12383 FILM NUMBER: 101237126 MAIL ADDRESS: STREET 1: C/O ROCKWELL AUTOMATION, INC. STREET 2: 1201 SOUTH SECOND STREET CITY: MILWAUKEE STATE: WI ZIP: 53204 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ROCKWELL AUTOMATION INC CENTRAL INDEX KEY: 0001024478 STANDARD INDUSTRIAL CLASSIFICATION: MEASURING & CONTROLLING DEVICES, NEC [3829] IRS NUMBER: 251797617 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 1201 SOUTH 2ND STREET CITY: MILWAUKEE STATE: WI ZIP: 53204 BUSINESS PHONE: 414-382-2000 MAIL ADDRESS: STREET 1: 1201 SOUTH 2ND STREET CITY: MILWAUKEE STATE: WI ZIP: 53204 FORMER COMPANY: FORMER CONFORMED NAME: ROCKWELL AUTOMATION INC DATE OF NAME CHANGE: 20020507 FORMER COMPANY: FORMER CONFORMED NAME: ROCKWELL INTERNATIONAL CORP DATE OF NAME CHANGE: 19970106 FORMER COMPANY: FORMER CONFORMED NAME: NEW ROCKWELL INTERNATIONAL CORP DATE OF NAME CHANGE: 19961009 4 1 form.xml PRIMARY DOCUMENT X0303 4 2010-12-05 false 0001024478 ROCKWELL AUTOMATION INC ROK 0001305128 MILLER JOHN M 1201 SOUTH SECOND STREET MILWAUKEE WI 53204 false true false false VP and Chief IP Counsel Common Stock 3855.7738 I By Savings Plan Common Stock 2010-12-05 4 M false 420 0 A 3987 D Common Stock 2010-12-06 4 S false 316 68.853 D 3671 D Performance Shares 2010-12-05 4 M false 420 0 D 2010-12-05 2010-12-05 Common Stock 420 0 D Includes shares represented by Company stock fund units acquired under the Company Savings Plan based on information furnished by the Plan Administrator as of 10/31/2010. Each performance share represented a contingent right to receive one share of Company common stock (or the cash equivalent). Each performance share represented a contingent right to receive one share of Company common stock (or the cash equivalent). Sale of shares pursuant to Rule 10b5-1 trading plan to cover taxes due on restricted stock and performance shares that vested on 12/05/2010. 1,400 shares are held by Company to implement restrictions on transfer unless and until certain conditions are met. Karen A. Balistreri, Attorney-in-Fact for John M. Miller 2010-12-07 -----END PRIVACY-ENHANCED MESSAGE-----