-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, AWlScKIXaTpTiHbCTBiT1+Hz0/XgNnqjo5eURd/EjooLuLaO7TXxLFmz2UtbXOWD ncOAgWo53FZ4OK2x2yNgPQ== 0001246360-10-003706.txt : 20101115 0001246360-10-003706.hdr.sgml : 20101115 20101115104010 ACCESSION NUMBER: 0001246360-10-003706 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20101112 FILED AS OF DATE: 20101115 DATE AS OF CHANGE: 20101115 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Chand Sujeet CENTRAL INDEX KEY: 0001388884 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-12383 FILM NUMBER: 101189794 MAIL ADDRESS: STREET 1: ROCKWELL AUTOMATION, INC. STREET 2: 1201 SOUTH SECOND STREET CITY: MILWAUKEE STATE: WI ZIP: 53204 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ROCKWELL AUTOMATION INC CENTRAL INDEX KEY: 0001024478 STANDARD INDUSTRIAL CLASSIFICATION: MEASURING & CONTROLLING DEVICES, NEC [3829] IRS NUMBER: 251797617 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 1201 SOUTH 2ND STREET CITY: MILWAUKEE STATE: WI ZIP: 53204 BUSINESS PHONE: 414-382-2000 MAIL ADDRESS: STREET 1: 1201 SOUTH 2ND STREET CITY: MILWAUKEE STATE: WI ZIP: 53204 FORMER COMPANY: FORMER CONFORMED NAME: ROCKWELL AUTOMATION INC DATE OF NAME CHANGE: 20020507 FORMER COMPANY: FORMER CONFORMED NAME: ROCKWELL INTERNATIONAL CORP DATE OF NAME CHANGE: 19970106 FORMER COMPANY: FORMER CONFORMED NAME: NEW ROCKWELL INTERNATIONAL CORP DATE OF NAME CHANGE: 19961009 4 1 form.xml PRIMARY DOCUMENT X0303 4 2010-11-12 false 0001024478 ROCKWELL AUTOMATION INC ROK 0001388884 Chand Sujeet 1201 SOUTH SECOND STREET MILWAUKEE WI 53204 false true false false Sr VP & Chief Tech. Officer Common Stock 4926.3895 I By Savings Plan Common Stock 2010-11-12 4 M false 6000 15.5 A 19446 D Common Stock 2010-11-12 4 M false 9200 27.75 A 28646 D Common Stock 2010-11-12 4 S false 13700 64.7381 D 14946 D Employee Stock Option (Right to Buy) 15.5 2010-11-12 4 M false 6000 0 D 2003-10-07 2012-10-07 Common Stock 6000 1500 D Employee Stock Option (Right to Buy) 27.75 2010-11-12 4 M false 9200 0 D 2004-10-06 2013-10-06 Common Stock 9200 12800 D Includes shares represented by Company stock fund units acquired under the Company Savings Plan since the date of the last ownership report for this person, based on information furnished by the Plan Administrator as of 10/31/2010. Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $64.7007 to $64.8110. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price. 4,400 shares are held by Company to implement restrictions on transfer unless and until certain conditions are met. Karen A. Balistreri, Attorney-In-Fact for Sujeet Chand 2010-11-12 -----END PRIVACY-ENHANCED MESSAGE-----