-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, NpWKTmHfksrYpMhj/yD92TTcVLtZtmE6gFC05wU0NjMXvQsaVv9H5wWlhIcrfxfJ d47ezfyykbQxCls+ealSrw== 0001246360-10-002014.txt : 20100503 0001246360-10-002014.hdr.sgml : 20100503 20100503181722 ACCESSION NUMBER: 0001246360-10-002014 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20100430 FILED AS OF DATE: 20100503 DATE AS OF CHANGE: 20100503 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: RUFF ROBERT A CENTRAL INDEX KEY: 0001278047 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-12383 FILM NUMBER: 10794356 MAIL ADDRESS: STREET 1: C/O ROCKWELL AUTOMATION, INC. STREET 2: 1201 SOUTH SECOND STREET CITY: MILWAUKEE STATE: WI ZIP: 53204 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ROCKWELL AUTOMATION INC CENTRAL INDEX KEY: 0001024478 STANDARD INDUSTRIAL CLASSIFICATION: MEASURING & CONTROLLING DEVICES, NEC [3829] IRS NUMBER: 251797617 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 1201 SOUTH 2ND STREET CITY: MILWAUKEE STATE: WI ZIP: 53204 BUSINESS PHONE: 414-382-2000 MAIL ADDRESS: STREET 1: 1201 SOUTH 2ND STREET CITY: MILWAUKEE STATE: WI ZIP: 53204 FORMER COMPANY: FORMER CONFORMED NAME: ROCKWELL AUTOMATION INC DATE OF NAME CHANGE: 20020507 FORMER COMPANY: FORMER CONFORMED NAME: ROCKWELL INTERNATIONAL CORP DATE OF NAME CHANGE: 19970106 FORMER COMPANY: FORMER CONFORMED NAME: NEW ROCKWELL INTERNATIONAL CORP DATE OF NAME CHANGE: 19961009 4 1 form.xml PRIMARY DOCUMENT X0303 4 2010-04-30 false 0001024478 ROCKWELL AUTOMATION INC ROK 0001278047 RUFF ROBERT A 1201 SOUTH SECOND STREET MILWAUKEE WI 53204 false true false false Sr. Vice President Common Stock 6373.1592 I By Savings Plan Common Stock 2010-04-30 4 M false 2200 43.9 A 29652 D Common Stock 2010-04-30 4 M false 22400 27.75 A 52052 D Common Stock 2010-04-30 4 S false 20000 61.7211 D 32052 D Employee Stock Option (Right to Buy) 43.9 2010-04-30 4 M false 2200 0 D 2005-11-08 2014-11-08 Common Stock 2200 32800 D Employee Stock Option (Right to Buy) 27.75 2010-04-30 4 M false 22400 0 D 2004-10-06 2013-10-06 Common Stock 22400 0 D Includes shares represented by Company stock fund units acquired under the Company Savings Plan since the date of the last ownership report for this person, based on information furnished by the Plan Administrator as of 3/31/2010. Exercise of shares pursuant to Rule 10b5-1 plan. Exercise of shares pursuant to Rule 10b5-1 plan. Sale of shares pursuant to Rule 10b5-1 plan. Price reported in column 4 is weighted average price. Shares sold at prices ranging from $61.4758 to $61.98. The reporting person undertakes to provide to the Company, any shareowner of the Company, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price. 10,867 shares are held by Company to implement restrictions on transfer unless and until certain conditions are met. Karen A. Balistreri, Attorney-in-Fact for Robert A. Ruff 2010-05-03 -----END PRIVACY-ENHANCED MESSAGE-----