-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, I1V7gyt1hwEOxHWeQNPBNNqZGBfYdjpAjFYWWjdbqyIAJgwPDhpmi+D8am76TNam oEjMYLPkww52jry6Wq9m8Q== 0001246360-09-003258.txt : 20091211 0001246360-09-003258.hdr.sgml : 20091211 20091211133719 ACCESSION NUMBER: 0001246360-09-003258 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20091209 FILED AS OF DATE: 20091211 DATE AS OF CHANGE: 20091211 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Schmitt Susan CENTRAL INDEX KEY: 0001405747 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-12383 FILM NUMBER: 091235725 MAIL ADDRESS: STREET 1: ROCKWELL AUTOMATION, INC. STREET 2: 1201 S. 2ND STREET, E-7F19 CITY: MILWAUKEE STATE: WI ZIP: 53204 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ROCKWELL AUTOMATION INC CENTRAL INDEX KEY: 0001024478 STANDARD INDUSTRIAL CLASSIFICATION: MEASURING & CONTROLLING DEVICES, NEC [3829] IRS NUMBER: 251797617 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 1201 SOUTH 2ND STREET CITY: MILWAUKEE STATE: WI ZIP: 53204 BUSINESS PHONE: 414-382-2000 MAIL ADDRESS: STREET 1: 1201 SOUTH 2ND STREET CITY: MILWAUKEE STATE: WI ZIP: 53204 FORMER COMPANY: FORMER CONFORMED NAME: ROCKWELL AUTOMATION INC DATE OF NAME CHANGE: 20020507 FORMER COMPANY: FORMER CONFORMED NAME: ROCKWELL INTERNATIONAL CORP DATE OF NAME CHANGE: 19970106 FORMER COMPANY: FORMER CONFORMED NAME: NEW ROCKWELL INTERNATIONAL CORP DATE OF NAME CHANGE: 19961009 4 1 form.xml PRIMARY DOCUMENT X0303 4 2009-12-09 false 0001024478 ROCKWELL AUTOMATION INC ROK 0001405747 Schmitt Susan 1201 SOUTH SECOND STREET MILWAUKEE WI 53204 false true false false Sr. VP, HR Common Stock 50.5404 I By Savings Plan Common Stock 2009-12-09 4 A false 1500 0 A 8600 D Common Stock Share Equivalents Common Stock 123.4811 123.4811 I Non Qualified Savings Plan Employee Stock Option (Right to Buy) 46.16 2009-12-09 4 A false 25300 46.16 A 2010-12-09 2019-12-09 Common Stock 25300 25300 D Includes shares represented by Company stock fund units acquired under the Company Savings Plan since the date of the last ownership report for this person, based on information furnished by the Plan Administrator as of 10/31/2009. Each unit is the economic equivalent of one share of Company common stock. The share equivalents are payable in cash upon retirement or after termination of employment. The share equivalents are payable in cash upon retirement or after termination of employment. Includes share equivalents represented by Company stock fund units acquired under the Company Nonqualified Savings Plan since the date of the last ownership report for this person, based on information furnished by the Plan Administrator as of 10/31/2009. The option vests in three substantially equal annual installments beginning on the date exercisable. Restricted stock award under the Company's 2008 Long Term Incentives Plan. 8,600 shares are held by Company to implement restrictions on transfer unless and until certain conditions are met. Karen A. Balistreri, Attorney-in-Fact for Susan Schmitt 2009-12-10 -----END PRIVACY-ENHANCED MESSAGE-----