-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, LmLL29LJZ/YFrjm9OHnptJO4yO8cv83ay7/jGzz5+m7M6tR8PE9a89LMcFsJog3a WPrJFUbjZB67LsbW5YSOZg== 0001246360-09-003154.txt : 20091207 0001246360-09-003154.hdr.sgml : 20091207 20091207165413 ACCESSION NUMBER: 0001246360-09-003154 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20091206 FILED AS OF DATE: 20091207 DATE AS OF CHANGE: 20091207 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Etzel Steven W. CENTRAL INDEX KEY: 0001417866 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-12383 FILM NUMBER: 091226541 MAIL ADDRESS: STREET 1: ROCKWELL AUTOMATION, INC. STREET 2: 1201 SOUTH 2ND STREET, E-7F19 CITY: MILWAUKEE STATE: WI ZIP: 53204 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ROCKWELL AUTOMATION INC CENTRAL INDEX KEY: 0001024478 STANDARD INDUSTRIAL CLASSIFICATION: MEASURING & CONTROLLING DEVICES, NEC [3829] IRS NUMBER: 251797617 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 1201 SOUTH 2ND STREET CITY: MILWAUKEE STATE: WI ZIP: 53204 BUSINESS PHONE: 414-382-2000 MAIL ADDRESS: STREET 1: 1201 SOUTH 2ND STREET CITY: MILWAUKEE STATE: WI ZIP: 53204 FORMER COMPANY: FORMER CONFORMED NAME: ROCKWELL AUTOMATION INC DATE OF NAME CHANGE: 20020507 FORMER COMPANY: FORMER CONFORMED NAME: ROCKWELL INTERNATIONAL CORP DATE OF NAME CHANGE: 19970106 FORMER COMPANY: FORMER CONFORMED NAME: NEW ROCKWELL INTERNATIONAL CORP DATE OF NAME CHANGE: 19961009 4 1 form.xml PRIMARY DOCUMENT X0303 4 2009-12-06 false 0001024478 ROCKWELL AUTOMATION INC ROK 0001417866 Etzel Steven W. 1201 SOUTH SECOND STREET MILWAUKEE WI 53204 false true false false VP and Treasurer Common Stock 2965.6447 I By Savings Plan Common Stock 2009-12-06 4 M false 78 0 A 1978 D Performance Shares 2009-12-06 4 M false 78 0 D 2009-12-06 2009-12-06 Common Stock 78 0 D Includes shares represented by Company stock fund units acquired under the Company Savings Plan since the date of the last ownership report for this person, based on information furnished by the Plan Administrator as of 10/31/2009. Each performance share represented a contingent right to receive one share of Company common stock (or the cash equivalent). 1,300 shares are held by Company to implement restrictions on transfer unless and until certain conditions are met. Each performance share represented a contingent right to receive one share of Company common stock (or the cash equivalent). Karen A. Balistreri, Attorney-in-Fact for Steven W. Etzel 2009-12-07 -----END PRIVACY-ENHANCED MESSAGE-----