-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, OnbGCt6bljZEzGqOVNQe10WAOHxehUQ/mMn7vN/TEK6Vc/fyCTv7sLX0ZGsw5S5I prpP3h+SnXhbbs76IdI9bA== 0001246360-09-003124.txt : 20091130 0001246360-09-003124.hdr.sgml : 20091130 20091130121432 ACCESSION NUMBER: 0001246360-09-003124 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20091125 FILED AS OF DATE: 20091130 DATE AS OF CHANGE: 20091130 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MCDERMOTT JOHN P CENTRAL INDEX KEY: 0001278046 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-12383 FILM NUMBER: 091211172 MAIL ADDRESS: STREET 1: C/O ROCKWELL AUTOMATION, INC. STREET 2: 1201 SOUTH SECOND STREET CITY: MILWAUKEE STATE: WI ZIP: 53204 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ROCKWELL AUTOMATION INC CENTRAL INDEX KEY: 0001024478 STANDARD INDUSTRIAL CLASSIFICATION: MEASURING & CONTROLLING DEVICES, NEC [3829] IRS NUMBER: 251797617 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 1201 SOUTH 2ND STREET CITY: MILWAUKEE STATE: WI ZIP: 53204 BUSINESS PHONE: 414-382-2000 MAIL ADDRESS: STREET 1: 1201 SOUTH 2ND STREET CITY: MILWAUKEE STATE: WI ZIP: 53204 FORMER COMPANY: FORMER CONFORMED NAME: ROCKWELL AUTOMATION INC DATE OF NAME CHANGE: 20020507 FORMER COMPANY: FORMER CONFORMED NAME: ROCKWELL INTERNATIONAL CORP DATE OF NAME CHANGE: 19970106 FORMER COMPANY: FORMER CONFORMED NAME: NEW ROCKWELL INTERNATIONAL CORP DATE OF NAME CHANGE: 19961009 4 1 form.xml PRIMARY DOCUMENT X0303 4 2009-11-25 false 0001024478 ROCKWELL AUTOMATION INC ROK 0001278046 MCDERMOTT JOHN P 1201 SOUTH SECOND STREET MILWAUKEE WI 53204 false true false false Sr. Vice President Common Stock 439.1392 I By Savings Plan Common Stock 2009-11-25 4 M false 10000 27.75 A 46483 D Common Stock 2009-11-25 4 S false 4100 44.26 D 42383 D Common Stock 2009-11-25 4 S false 2500 44.27 D 39883 D Common Stock 2009-11-25 4 S false 200 44.2703 D 39683 D Common Stock 2009-11-25 4 S false 200 44.28 D 39483 D Common Stock 2009-11-25 4 S false 200 44.29 D 39283 D Common Stock 2009-11-25 4 S false 1100 44.3 D 38183 D Common Stock 2009-11-25 4 S false 900 44.31 D 37283 D Common Stock 2009-11-25 4 S false 100 44.3109 D 37183 D Common Stock 2009-11-25 4 S false 400 44.32 D 36783 D Common Stock 2009-11-25 4 S false 100 44.321 D 36683 D Common Stock 2009-11-25 4 S false 200 44.33 D 36483 D Employee Stock Option (Right to Buy) 27.75 2009-11-25 4 M false 10000 0 D 2004-10-06 2013-10-06 Common Stock 10000 50000 D Shares represented by Company stock fund units acquired under the Company Savings Plan based on information furnished by the Plan Administrator as of 10/31/2009. 7,200 shares are held by Company to implement restrictions on transfer unless and until certain conditions are met. Karen A. Balistreri, Attorney-in-Fact for John P. McDermott 2009-11-30 -----END PRIVACY-ENHANCED MESSAGE-----