-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, RtypJxmp4EwqxphOhKLe303fYpfxxLy7nYo82DZSCO44+VAUhHQgO8Ic+elHm4eK GtYUVx+DUBKROXjhcILVqA== 0001246360-09-001594.txt : 20090504 0001246360-09-001594.hdr.sgml : 20090504 20090504104726 ACCESSION NUMBER: 0001246360-09-001594 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090501 FILED AS OF DATE: 20090504 DATE AS OF CHANGE: 20090504 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ROCKWELL AUTOMATION INC CENTRAL INDEX KEY: 0001024478 STANDARD INDUSTRIAL CLASSIFICATION: MEASURING & CONTROLLING DEVICES, NEC [3829] IRS NUMBER: 251797617 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 1201 SOUTH 2ND STREET CITY: MILWAUKEE STATE: WI ZIP: 53204 BUSINESS PHONE: 414-382-2000 MAIL ADDRESS: STREET 1: 1201 SOUTH 2ND STREET CITY: MILWAUKEE STATE: WI ZIP: 53204 FORMER COMPANY: FORMER CONFORMED NAME: ROCKWELL AUTOMATION INC DATE OF NAME CHANGE: 20020507 FORMER COMPANY: FORMER CONFORMED NAME: ROCKWELL INTERNATIONAL CORP DATE OF NAME CHANGE: 19970106 FORMER COMPANY: FORMER CONFORMED NAME: NEW ROCKWELL INTERNATIONAL CORP DATE OF NAME CHANGE: 19961009 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CRANDALL THEODORE D CENTRAL INDEX KEY: 0001278026 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-12383 FILM NUMBER: 09791945 MAIL ADDRESS: STREET 1: C/O ROCKWELL AUTOMATION INC STREET 2: 1201 SOUTH SECOND STREET CITY: MILWAUKEE STATE: WI ZIP: 53204 4 1 form.xml PRIMARY DOCUMENT X0303 4 2009-05-01 false 0001024478 ROCKWELL AUTOMATION INC ROK 0001278026 CRANDALL THEODORE D 1201 SOUTH SECOND STREET MILWAUKEE WI 53204 false true false false Sr.VP and CFO Common Stock 3138.9945 I By Savings Plan Common Stock 2009-05-01 4 M false 40889 20.349 A 85975.6663 D Common Stock 2009-05-01 4 S false 17857 31.38 D 68118.6663 D Common Stock 2009-05-01 4 S false 10 31.86 D 68108.6663 D Common Stock 2009-05-01 4 S false 1490 31.87 D 66618.6663 D Common Stock 2009-05-01 4 S false 400 31.88 D 66218.6663 D Common Stock 2009-05-01 4 S false 800 31.89 D 65418.6663 D Common Stock 2009-05-01 4 S false 5718 31.9 D 59700.6663 D Common Stock 2009-05-01 4 S false 1200 31.91 D 58500.6663 D Common Stock 2009-05-01 4 S false 400 31.93 D 58100.6663 D Common Stock 2009-05-01 4 S false 100 31.9375 D 58000.6663 D Common Stock 2009-05-01 4 S false 800 31.94 D 57200.6663 D Common Stock 2009-05-01 4 S false 100 31.9575 D 57100.6663 D Common Stock 2009-05-01 4 S false 400 31.96 D 56700.6663 D Common Stock 2009-05-01 4 S false 400 31.97 D 56300.6663 D Common Stock 2009-05-01 4 S false 500 31.98 D 55800.6663 D Common Stock 2009-05-01 4 S false 900 32.01 D 54900.6663 D Common Stock 2009-05-01 4 S false 100 32.02 D 54800.6663 D Common Stock 2009-05-01 4 S false 500 32.03 D 54300.6663 D Common Stock 2009-05-01 4 S false 1400 32.05 D 52900.6663 D Common Stock 2009-05-01 4 S false 500 32.06 D 52400.6663 D Employee Stock Option (Right to Buy) 20.349 2009-05-01 4 M false 40889 0 D 2000-10-04 2009-10-04 Common Stock 40889 0 D Includes shares represented by Company stock fund units acquired under the Company Savings Plan since the date of the last ownership report for this person, based on information furnished by the Plan Administrator as of 03/31/2009. 9,100 shares are held by Company to implement restrictions on transfer unless and until certain conditions are met. Karen A. Balistreri, Attorney-in-Fact for Theodore D. Crandall 2009-05-04 -----END PRIVACY-ENHANCED MESSAGE-----