-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, VFGkn51xwwtvmokrnGql91Ngqp/N49yNZNSgFq7vYmvCU+l5RR1ERstr8jUIq2AU 6VKvJecHrRgFADf0RsTC/Q== 0001246360-07-003343.txt : 20071207 0001246360-07-003343.hdr.sgml : 20071207 20071207150825 ACCESSION NUMBER: 0001246360-07-003343 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20071205 FILED AS OF DATE: 20071207 DATE AS OF CHANGE: 20071207 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ROCKWELL AUTOMATION INC CENTRAL INDEX KEY: 0001024478 STANDARD INDUSTRIAL CLASSIFICATION: MEASURING & CONTROLLING DEVICES, NEC [3829] IRS NUMBER: 251797617 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 1201 SOUTH 2ND STREET CITY: MILWAUKEE STATE: WI ZIP: 53204 BUSINESS PHONE: 414-382-2000 MAIL ADDRESS: STREET 1: 1201 SOUTH 2ND STREET CITY: MILWAUKEE STATE: WI ZIP: 53204 FORMER COMPANY: FORMER CONFORMED NAME: ROCKWELL AUTOMATION INC DATE OF NAME CHANGE: 20020507 FORMER COMPANY: FORMER CONFORMED NAME: ROCKWELL INTERNATIONAL CORP DATE OF NAME CHANGE: 19970106 FORMER COMPANY: FORMER CONFORMED NAME: NEW ROCKWELL INTERNATIONAL CORP DATE OF NAME CHANGE: 19961009 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Etzel Steven W. CENTRAL INDEX KEY: 0001417866 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-12383 FILM NUMBER: 071292356 BUSINESS ADDRESS: BUSINESS PHONE: 414-382-8495 MAIL ADDRESS: STREET 1: ROCKWELL AUTOMATION, INC. STREET 2: 1201 SOUTH 2ND STREET, E-7F19 CITY: MILWAUKEE STATE: WI ZIP: 53204 4 1 form.xml PRIMARY DOCUMENT X0202 4 2007-12-05 false 0001024478 ROCKWELL AUTOMATION INC ROK 0001417866 Etzel Steven W. 1201 SOUTH SECOND STREET MILWAUKEE WI 53204 false true false false VP and Treasurer Common Stock 60.67 I By Savings Plan Common Stock 2007-12-05 4 A false 500 0 A 1100 D Common Stock Share Equivalents 0 Common Stock 3.57 3.57 I Nonqual. Savings Plan Employee Stock Option(Right to Buy) 68.04 2007-12-05 4 A false 6300 0 A 2008-12-05 2017-12-05 Common Stock 6300 6300 D Includes shares represented by Company stock fund units acquired under the Company Savings Plan since the date of the last ownership report for this person, based on information furnished by the Plan Administrator as of 10/31/2007. The share equivalents are payable in cash upon retirement or after termination of employment. The share equivalents are payable in cash upon retirement or after termination of employment. Includes share equivalents represented by Company stock fund units acquired under the Company Nonqualified Savings Plan since last reported for this person, based on information furnished by the Plan Administrator as of 10/31/2007. The option vests in three substantially equal annual installments beginning on the date exercisable. Restricted stock award under the Company's 2000 Long-Term Incentives Plan, as amended. 1,100 shares are held by Company to implement restrictions on transfer unless and until certain conditions are met. Karen A. Balistreri, Attorney-in-Fact for Steven W. Etzel 2007-12-07 -----END PRIVACY-ENHANCED MESSAGE-----