-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, UsewqwIcUINe0y/rFgUYa9U1VnGICqr8jcRt8QDl5Vgru2jdI+9IQMNlGKz7XBKC nwmL3o5RKnoSFcC37dlfNw== 0001246360-07-003198.txt : 20071113 0001246360-07-003198.hdr.sgml : 20071112 20071113093202 ACCESSION NUMBER: 0001246360-07-003198 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20071112 FILED AS OF DATE: 20071113 DATE AS OF CHANGE: 20071113 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ROCKWELL AUTOMATION INC CENTRAL INDEX KEY: 0001024478 STANDARD INDUSTRIAL CLASSIFICATION: MEASURING & CONTROLLING DEVICES, NEC [3829] IRS NUMBER: 251797617 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 1201 SOUTH 2ND STREET CITY: MILWAUKEE STATE: WI ZIP: 53204 BUSINESS PHONE: 414-382-2000 MAIL ADDRESS: STREET 1: 1201 SOUTH 2ND STREET CITY: MILWAUKEE STATE: WI ZIP: 53204 FORMER COMPANY: FORMER CONFORMED NAME: ROCKWELL AUTOMATION INC DATE OF NAME CHANGE: 20020507 FORMER COMPANY: FORMER CONFORMED NAME: ROCKWELL INTERNATIONAL CORP DATE OF NAME CHANGE: 19970106 FORMER COMPANY: FORMER CONFORMED NAME: NEW ROCKWELL INTERNATIONAL CORP DATE OF NAME CHANGE: 19961009 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HAGERMAN DOUGLAS M CENTRAL INDEX KEY: 0001287504 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-12383 FILM NUMBER: 071234900 BUSINESS ADDRESS: STREET 1: 777 EAST WISCONSIN AVE STREET 2: SUITE 1400 CITY: MILWAUKEE STATE: WI ZIP: 53202 BUSINESS PHONE: 414-382-8495 MAIL ADDRESS: STREET 1: C/O ROCKWELL AUTOMATION, INC. STREET 2: 1201 SOUTH SECOND STREET CITY: MILWAUKEE STATE: WI ZIP: 53204 4 1 form.xml PRIMARY DOCUMENT X0202 4 2007-11-12 false 0001024478 ROCKWELL AUTOMATION INC ROK 0001287504 HAGERMAN DOUGLAS M 1201 SOUTH SECOND STREET MILWAUKEE WI 53204 false true false false Sr. VP, Gen Counsel and Sec. Common Stock 5782.93 I By Savings Plan Common Stock 2007-11-12 4 M false 4000 32.69 A 15166 D Common Stock 2007-11-12 4 S false 4000 69.66 D 11166 D Employee Stock Option (Right to Buy) 32.69 2007-11-12 4 M false 4000 0 D 2005-05-01 2014-05-01 Common Stock 4000 9070 D Includes shares represented by Company stock fund units acquired under the Company Savings Plan since the date of the last ownership report for this person, based on information furnished by the Plan Administrator as of 09/30/2007. Option exercise and sale of option shares were effected pursuant to Rule 10b5-1 trading plan established for estate planning and diversification purposes. Option exercise and sale of option shares were effected pursuant to Rule 10b5-1 trading plan established for estate planning and diversification purposes. 4,700 shares are held by Company to implement restrictions on transfer unless and until certain conditions are met. Karen A. Balistreri, Attorney-in-Fact for Douglas M. Hagerman 2007-11-13 -----END PRIVACY-ENHANCED MESSAGE-----