-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, BHLQH2+swwIxT5p1x9alh7eDllR8AjVZ89lotyu6zuuOBIMLP+GOo+LpaFW5yv8V T5WGjQK3QTSfX3vsuBMOQw== 0001246360-07-002723.txt : 20070905 0001246360-07-002723.hdr.sgml : 20070905 20070905112031 ACCESSION NUMBER: 0001246360-07-002723 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20070831 FILED AS OF DATE: 20070905 DATE AS OF CHANGE: 20070905 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ROCKWELL AUTOMATION INC CENTRAL INDEX KEY: 0001024478 STANDARD INDUSTRIAL CLASSIFICATION: MEASURING & CONTROLLING DEVICES, NEC [3829] IRS NUMBER: 251797617 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 1201 SOUTH 2ND STREET CITY: MILWAUKEE STATE: WI ZIP: 53204 BUSINESS PHONE: 414-382-2000 MAIL ADDRESS: STREET 1: 1201 SOUTH 2ND STREET CITY: MILWAUKEE STATE: WI ZIP: 53204 FORMER COMPANY: FORMER CONFORMED NAME: ROCKWELL AUTOMATION INC DATE OF NAME CHANGE: 20020507 FORMER COMPANY: FORMER CONFORMED NAME: ROCKWELL INTERNATIONAL CORP DATE OF NAME CHANGE: 19970106 FORMER COMPANY: FORMER CONFORMED NAME: NEW ROCKWELL INTERNATIONAL CORP DATE OF NAME CHANGE: 19961009 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CRANDALL THEODORE D CENTRAL INDEX KEY: 0001278026 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-12383 FILM NUMBER: 071098625 BUSINESS ADDRESS: STREET 1: ROCKWELL AUTOMATION INC STREET 2: 777 E WISCONSIN AVE STE 1400 CITY: MILWAUKEE STATE: WI ZIP: 53202 BUSINESS PHONE: 414-382-8495 MAIL ADDRESS: STREET 1: C/O ROCKWELL AUTOMATION INC STREET 2: 1201 SOUTH SECOND STREET CITY: MILWAUKEE STATE: WI ZIP: 53204 4 1 form.xml PRIMARY DOCUMENT X0202 4 2007-08-31 false 0001024478 ROCKWELL AUTOMATION INC ROK 0001278026 CRANDALL THEODORE D 1201 SOUTH SECOND STREET MILWAUKEE WI 53204 false true false false Sr. Vice President Common Stock 2778.76 I By Savings Plan Common Stock 2007-08-31 4 M false 18267 15.5 A 50990.6663 D Common Stock 2007-08-31 4 S false 467 70.61 D 50523.6663 D Common Stock 2007-08-31 4 S false 500 70.59 D 50023.6663 D Common Stock 2007-08-31 4 S false 700 70.58 D 49323.6663 D Common Stock 2007-08-31 4 S false 100 70.57 D 49223.6663 D Common Stock 2007-08-31 4 S false 1256 70.56 D 47967.6663 D Common Stock 2007-08-31 4 S false 300 70.55 D 47667.6663 D Common Stock 2007-08-31 4 S false 200 70.54 D 47467.6663 D Common Stock 2007-08-31 4 S false 700 70.52 D 46767.6663 D Common Stock 2007-08-31 4 S false 400 70.51 D 46367.6663 D Common Stock 2007-08-31 4 S false 600 70.5 D 45767.6663 D Common Stock 2007-08-31 4 S false 4900 70.49 D 40867.6663 D Common Stock 2007-08-31 4 S false 200 70.48 D 40667.6663 D Common Stock 2007-08-31 4 S false 600 70.47 D 40067.6663 D Common Stock 2007-08-31 4 S false 100 70.46 D 39967.6663 D Common Stock 2007-08-31 4 S false 300 70.45 D 39667.6663 D Common Stock 2007-08-31 4 S false 144 70.44 D 39523.6663 D Common Stock 2007-08-31 4 S false 200 70.41 D 39323.6663 D Common Stock 2007-08-31 4 S false 200 70.36 D 39123.6663 D Common Stock 2007-08-31 4 S false 148 70.71 D 38975.6663 D Common Stock 2007-08-31 4 S false 1052 70.7 D 37923.6663 D Common Stock 2007-08-31 4 S false 500 70.69 D 37423.6663 D Common Stock 2007-08-31 4 S false 1300 70.68 D 36123.6663 D Common Stock 2007-08-31 4 S false 1000 70.66 D 35123.6663 D Employee Stock Option (Right to Buy) 15.5 2007-08-31 4 M false 18267 0 D 2003-10-07 2012-10-07 Common Stock 18267 0 D Includes shares represented by Company stock fund units acquired under the Company Savings Plan since the date of the last ownership report for this person, based on information furnished by the Plan Administrator as of 06/30/2007. 5,200 shares are held by Company to implement restrictions on transfer unless and until certain conditions are met. Karen A. Balistreri, Attorney-in-Fact for Theodore D. Crandall 2007-09-05 -----END PRIVACY-ENHANCED MESSAGE-----