-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Pf6nb17HrMQVaXk9GWqa+EDe7D8V2qO2Q7pQLa90FZWvpBJ8yNXE8fjSHwIo8zCM CVzL3t/MNfXaR/UyaSRuQQ== 0001246360-07-002703.txt : 20070831 0001246360-07-002703.hdr.sgml : 20070831 20070831164833 ACCESSION NUMBER: 0001246360-07-002703 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20070830 FILED AS OF DATE: 20070831 DATE AS OF CHANGE: 20070831 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ROCKWELL AUTOMATION INC CENTRAL INDEX KEY: 0001024478 STANDARD INDUSTRIAL CLASSIFICATION: MEASURING & CONTROLLING DEVICES, NEC [3829] IRS NUMBER: 251797617 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 1201 SOUTH 2ND STREET CITY: MILWAUKEE STATE: WI ZIP: 53204 BUSINESS PHONE: 414-382-2000 MAIL ADDRESS: STREET 1: 1201 SOUTH 2ND STREET CITY: MILWAUKEE STATE: WI ZIP: 53204 FORMER COMPANY: FORMER CONFORMED NAME: ROCKWELL AUTOMATION INC DATE OF NAME CHANGE: 20020507 FORMER COMPANY: FORMER CONFORMED NAME: ROCKWELL INTERNATIONAL CORP DATE OF NAME CHANGE: 19970106 FORMER COMPANY: FORMER CONFORMED NAME: NEW ROCKWELL INTERNATIONAL CORP DATE OF NAME CHANGE: 19961009 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: NOSBUSCH KEITH D CENTRAL INDEX KEY: 0001204912 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-12383 FILM NUMBER: 071095008 BUSINESS ADDRESS: STREET 1: C/O ROCKWELL AUTOMATION INC STREET 2: 777 E. WISCONSIN AVE #1400 CITY: MILWAUKEE STATE: WI ZIP: 53202 BUSINESS PHONE: 414-382-8495 MAIL ADDRESS: STREET 1: C/O ROCKWELL AUTOMATION, INC. STREET 2: 1201 SOUTH SECOND STREET CITY: MILWAUKEE STATE: WI ZIP: 53204 4 1 form.xml PRIMARY DOCUMENT X0202 4 2007-08-30 false 0001024478 ROCKWELL AUTOMATION INC ROK 0001204912 NOSBUSCH KEITH D 1201 SOUTH SECOND STREET MILWAUKEE WI 53204 true true false false Chairman, President and CEO Common Stock 285.8 I By Savings Plan Common Stock 2007-08-30 4 M false 30400 20.349 A 148022.1837 D Common Stock 2007-08-30 4 S false 200 69.49 D 147822.1837 D Common Stock 2007-08-30 4 S false 3100 69.48 D 144722.1837 D Common Stock 2007-08-30 4 S false 300 69.46 D 144422.1837 D Common Stock 2007-08-30 4 S false 500 69.36 D 143922.1837 D Common Stock 2007-08-30 4 S false 300 69.32 D 143622.1837 D Common Stock 2007-08-30 4 S false 200 69.29 D 143422.1837 D Common Stock 2007-08-30 4 S false 200 69.28 D 143222.1837 D Common Stock 2007-08-30 4 S false 300 69.25 D 142922.1837 D Common Stock 2007-08-30 4 S false 5700 69.22 D 137222.1837 D Common Stock 2007-08-30 4 S false 4900 69.19 D 132322.1837 D Common Stock 2007-08-30 4 S false 1600 69.15 D 130722.1837 D Common Stock 2007-08-30 4 S false 1000 69.14 D 129722.1837 D Common Stock 2007-08-30 4 S false 800 69.13 D 128922.1837 D Common Stock 2007-08-30 4 S false 100 69.06 D 128822.1837 D Common Stock 2007-08-30 4 S false 200 69.05 D 128622.1837 D Common Stock 2007-08-30 4 S false 6600 69.04 D 122022.1837 D Common Stock 2007-08-30 4 S false 4400 69.03 D 117622.1837 D Employee Stock Option (Right to Buy) 20.349 2007-08-30 4 M false 30400 0 D 2000-10-04 2009-10-04 Common Stock 30400 154623 D Includes shares represented by Company stock fund units acquired under the Company Savings Plan based on information furnished by the Plan Administrator as of 06/30/2007. 19,900 shares are held by Company to implement restrictions on transfer unless and until certain conditions are met. Karen A. Balistreri, Attorney-in-Fact for Keith D. Nosbusch 2007-08-31 -----END PRIVACY-ENHANCED MESSAGE-----