-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, M07Y8kUiw+Fm0yVW3pYH8hn/gelG5U7HRR+vVLonH8lDk0nsLOiyTLnGCvSjViyo gZuJyPnRWFVXuPdMMB0oRg== 0001246360-07-000592.txt : 20070209 0001246360-07-000592.hdr.sgml : 20070209 20070209155140 ACCESSION NUMBER: 0001246360-07-000592 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20070207 FILED AS OF DATE: 20070209 DATE AS OF CHANGE: 20070209 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Thomas Martin CENTRAL INDEX KEY: 0001388866 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-12383 FILM NUMBER: 07597827 BUSINESS ADDRESS: BUSINESS PHONE: 414-382-8495 MAIL ADDRESS: STREET 1: ROCKWELL AUTOMATION, INC. STREET 2: 1201 SOUTH SECOND STREET CITY: MILWAUKEE STATE: WI ZIP: 53204 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ROCKWELL AUTOMATION INC CENTRAL INDEX KEY: 0001024478 STANDARD INDUSTRIAL CLASSIFICATION: MEASURING & CONTROLLING DEVICES, NEC [3829] IRS NUMBER: 251797617 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 1201 SOUTH 2ND STREET CITY: MILWAUKEE STATE: WI ZIP: 53204 BUSINESS PHONE: 414-382-2000 MAIL ADDRESS: STREET 1: 1201 SOUTH 2ND STREET CITY: MILWAUKEE STATE: WI ZIP: 53204 FORMER COMPANY: FORMER CONFORMED NAME: ROCKWELL AUTOMATION INC DATE OF NAME CHANGE: 20020507 FORMER COMPANY: FORMER CONFORMED NAME: ROCKWELL INTERNATIONAL CORP DATE OF NAME CHANGE: 19970106 FORMER COMPANY: FORMER CONFORMED NAME: NEW ROCKWELL INTERNATIONAL CORP DATE OF NAME CHANGE: 19961009 3 1 form.xml PRIMARY DOCUMENT X0202 3 2007-02-07 0 0001024478 ROCKWELL AUTOMATION INC ROK 0001388866 Thomas Martin 1201 SOUTH SECOND STREET MILWAUKEE WI 53204 false true false false Sr. VP Operations & Eng. Svcs. Common Stock 9600 D Employee Stock Option (Right to Buy) 63.59 2007-12-06 2016-12-06 Common Stock 7600 D Employee Stock Option (Right to Buy) 59.18 2006-12-08 2015-12-08 Common Stock 8000 D Shares are held by Company to implement restrictions on transfer unless and until certain conditions are met. The option vests in three substantially equal annual installments beginning on the date exercisable. The option vests in three substantially equal annual installments beginning on the date exercisable. Karen A. Balistreri, Attorney-In-Fact for Martin Thomas 2007-02-09 EX-24 2 mthomas.txt POWER OF ATTORNEY I, Martin Thomas, appoint Douglas M. Hagerman, and Karen A. Balistreri signing singly, attorney in fact to 1. Execute on my behalf and in my capacity as an officer of Rockwell Automation, Inc., a Delaware corporation, the Company, Forms 3, 4 and 5, the Form or Forms, in accordance with Section 16a of the Securities Exchange Act of 1934 and the rules thereunder; and 2. Perform any and all acts on my behalf which may be necessary or desirable to complete and execute any Form and timely file such Form with the United States Securities and Exchange Commission and any stock exchange or similar authority; and 3. Take any other action in connection with the foregoing which, in the opinion of such attorney in fact, may be of benefit to, in the best interest of, or legally required by me, it being understood that the documents executed by such attorney-in-fact on my behalf pursuant to this Power of Attorney shall be in such form and shall contain such terms and conditions as such attorney in fact may approve in his or her discretion. I grant to each such attorney in fact full power and authority to do and perform any act necessary or proper to be done in the exercise of any of he rights and powers herein granted, as fully to all intents and purposes as I might or could do if personally present. I ratify and confirm all that such attorney in fact shall lawfully do by the rights and powers granted by this Power of Attorney. Each attorney-in-fact shall have full power of substitution or revocation. I acknowledge that the attorneys in fact, in serving in such capacity at my request, are not assuming, nor is the Company assuming, any of my responsibilities to comply with Section 16 of the Securities Exchange Act of 1934. This Power of Attorney shall remain in full force and effect until I am no longer required to file the Forms with respect to my holdings of and transactions in securities issued by the Company, unless I earlier revoke it in a signed writing delivered to the Office of the Secretary of the Company for distribution to the foregoing attorneys in fact. IN WITNESS WHEREOF, the undersigned has caused this Power of Attorney to be executed as of this 1st day of February, 2007. /s/ Martin Thomas -----END PRIVACY-ENHANCED MESSAGE-----