-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, HkXUnP1zpB/9P6xOb2jTn6jLSXylGu36kcRoMjuvZH5PL6EmR8mdClM07wat5gDW QjB/jBKOhrujiNIYRGSeZw== 0001246360-06-002933.txt : 20061208 0001246360-06-002933.hdr.sgml : 20061208 20061208170052 ACCESSION NUMBER: 0001246360-06-002933 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20061206 FILED AS OF DATE: 20061208 DATE AS OF CHANGE: 20061208 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ROCKWELL AUTOMATION INC CENTRAL INDEX KEY: 0001024478 STANDARD INDUSTRIAL CLASSIFICATION: MEASURING & CONTROLLING DEVICES, NEC [3829] IRS NUMBER: 251797617 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 1201 SOUTH 2ND STREET CITY: MILWAUKEE STATE: WI ZIP: 53204 BUSINESS PHONE: 414-382-2000 MAIL ADDRESS: STREET 1: 1201 SOUTH 2ND STREET CITY: MILWAUKEE STATE: WI ZIP: 53204 FORMER COMPANY: FORMER CONFORMED NAME: ROCKWELL AUTOMATION INC DATE OF NAME CHANGE: 20020507 FORMER COMPANY: FORMER CONFORMED NAME: ROCKWELL INTERNATIONAL CORP DATE OF NAME CHANGE: 19970106 FORMER COMPANY: FORMER CONFORMED NAME: NEW ROCKWELL INTERNATIONAL CORP DATE OF NAME CHANGE: 19961009 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: NOSBUSCH KEITH D CENTRAL INDEX KEY: 0001204912 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-12383 FILM NUMBER: 061266343 BUSINESS ADDRESS: STREET 1: C/O ROCKWELL AUTOMATION INC STREET 2: 777 E. WISCONSIN AVE #1400 CITY: MILWAUKEE STATE: WI ZIP: 53202 BUSINESS PHONE: 414-382-8495 MAIL ADDRESS: STREET 1: C/O ROCKWELL AUTOMATION, INC. STREET 2: 1201 SOUTH SECOND STREET CITY: MILWAUKEE STATE: WI ZIP: 53204 4 1 form.xml PRIMARY DOCUMENT X0202 4 2006-12-06 false 0001024478 ROCKWELL AUTOMATION INC ROK 0001204912 NOSBUSCH KEITH D 1201 SOUTH SECOND STREET MILWAUKEE WI 53204 true true false false Chairman, President and CEO Common Stock 157.39 I By Savings Plan Common Stock 2006-12-06 4 A false 8700 0 A 117622.1837 D Common Stock Share Equivalents Common Stock 621.34 621.34 I Nonqual. Savings Plan Employee Stock Option (Right to Buy) 63.59 2006-12-06 4 A false 115400 0 A 2007-12-06 2016-12-06 Common Stock 115400 115400 D Includes shares represented by Company stock fund units acquired under the Company Savings Plan since the date of the last ownership report for this person, based on information furnished by the Plan Administrator as of 11/30/2006. Each unit is the economic equivalent of one share of Company common stock. The share equivalents are payable in cash upon retirement or after termination of employment. The share equivalents are payable in cash upon retirement or after termination of employment. Includes share equivalents represented by Company stock fund units acquired under the Company Nonqualified Savings Plan since the date of the last ownership report for this person, based on information furnished by the Plan Administrator as of 11/30/2006. The option vests in three substantially equal annual installments beginning on the date exercisable. Restricted stock award under the Company 2000 Long Term Incentives Plan, as amended. 29,900 shares are held by Company to implement restrictions on transfer unless and until certain conditions are met. Karen A. Balistreri, Attorney-in-Fact for Keith D. Nosbusch 2006-12-08 -----END PRIVACY-ENHANCED MESSAGE-----