-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, BXoRGZo4Q+VHAsBgLUuXlj7kqSYtsmEYpso0t+egrs9tzOh6c9ed4KB6Dek4oWay YgGrrjTf1sB0vU4PWXcSeg== 0001246360-06-002854.txt : 20061204 0001246360-06-002854.hdr.sgml : 20061204 20061204093008 ACCESSION NUMBER: 0001246360-06-002854 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20061130 FILED AS OF DATE: 20061204 DATE AS OF CHANGE: 20061204 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ROCKWELL AUTOMATION INC CENTRAL INDEX KEY: 0001024478 STANDARD INDUSTRIAL CLASSIFICATION: MEASURING & CONTROLLING DEVICES, NEC [3829] IRS NUMBER: 251797617 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 1201 SOUTH 2ND STREET CITY: MILWAUKEE STATE: WI ZIP: 53204 BUSINESS PHONE: 414-382-2000 MAIL ADDRESS: STREET 1: 1201 SOUTH 2ND STREET CITY: MILWAUKEE STATE: WI ZIP: 53204 FORMER COMPANY: FORMER CONFORMED NAME: ROCKWELL AUTOMATION INC DATE OF NAME CHANGE: 20020507 FORMER COMPANY: FORMER CONFORMED NAME: ROCKWELL INTERNATIONAL CORP DATE OF NAME CHANGE: 19970106 FORMER COMPANY: FORMER CONFORMED NAME: NEW ROCKWELL INTERNATIONAL CORP DATE OF NAME CHANGE: 19961009 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: EISENBROWN STEVEN A CENTRAL INDEX KEY: 0001278043 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-12383 FILM NUMBER: 061252794 BUSINESS ADDRESS: BUSINESS PHONE: 414-382-8495 MAIL ADDRESS: STREET 1: C/O ROCKWELL AUTOMATION INC. STREET 2: 1201 SOUTH SECOND STREET CITY: MILWAUKEE STATE: WI ZIP: 53204 4 1 form.xml PRIMARY DOCUMENT X0202 4 2006-11-30 false 0001024478 ROCKWELL AUTOMATION INC ROK 0001278043 EISENBROWN STEVEN A 1201 SOUTH SECOND STREET MILWAUKEE WI 53204 false true false false Sr. Vice President Common Stock 5251.24 I By Savings Plan Common Stock 2006-11-30 4 M false 25791 20.349 A 41790 D Common Stock 2006-11-30 4 M false 6400 15.5 A 48190 D Common Stock 2006-11-30 4 S false 200 64.02 D 47990 D Common Stock 2006-11-30 4 S false 600 63.99 D 47390 D Common Stock 2006-11-30 4 S false 400 63.98 D 46990 D Common Stock 2006-11-30 4 S false 1200 63.97 D 45790 D Common Stock 2006-11-30 4 S false 100 63.96 D 45690 D Common Stock 2006-11-30 4 S false 100 63.9 D 45590 D Common Stock 2006-11-30 4 S false 400 63.88 D 45190 D Common Stock 2006-11-30 4 S false 100 63.87 D 45090 D Common Stock 2006-11-30 4 S false 2300 63.85 D 42790 D Common Stock 2006-11-30 4 S false 200 63.84 D 42590 D Common Stock 2006-11-30 4 S false 400 63.83 D 42190 D Common Stock 2006-11-30 4 S false 300 63.79 D 41890 D Common Stock 2006-11-30 4 S false 500 63.78 D 41390 D Common Stock 2006-11-30 4 S false 1600 63.77 D 39790 D Common Stock 2006-11-30 4 S false 500 63.76 D 39290 D Common Stock 2006-11-30 4 S false 1100 63.75 D 38190 D Common Stock 2006-11-30 4 S false 200 63.74 D 37990 D Common Stock 2006-11-30 4 S false 700 63.73 D 37290 D Common Stock 2006-11-30 4 S false 3400 63.72 D 33890 D Common Stock 2006-11-30 4 S false 2100 63.71 D 31790 D Common Stock 2006-11-30 4 S false 500 63.7 D 31290 D Common Stock 2006-11-30 4 S false 200 63.66 D 31090 D Common Stock 2006-11-30 4 S false 500 63.62 D 30590 D Common Stock 2006-11-30 4 S false 800 63.59 D 29790 D Common Stock 2006-11-30 4 S false 2489 63.64 D 27301 D Employee Stock Option (Right to Buy) 20.349 2006-11-30 4 M false 25791 0 D 2000-10-04 2009-10-04 Common Stock 25791 0 D Employee Stock Option (Right to Buy) 15.5 2006-11-30 4 M false 6400 0 D 2003-10-07 2012-10-07 Common Stock 6400 24000 D Includes shares represented by Company stock fund units acquired under the Company's Savings Plan since the date of the reporting person's last ownership report, based on information furnished by the Plan Administrator as of 10/31/2006. 3,400 shares are held by the Company to implement restrictions on transfer unless and until certain conditions are met. Karen A. Balistreri, Attorney-in-Fact for Steven A. Eisenbrown 2006-12-04 -----END PRIVACY-ENHANCED MESSAGE-----