-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, RiH3L2EcSdc+ILzSlUTBkbvaq656jfw3gwN0LNKjeUlFFhHd3NoqPrEdplf/Asyf AdXkLd6GWJWY/hOk2Mfrwg== 0001246360-06-002760.txt : 20061117 0001246360-06-002760.hdr.sgml : 20061117 20061117160501 ACCESSION NUMBER: 0001246360-06-002760 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20061116 FILED AS OF DATE: 20061117 DATE AS OF CHANGE: 20061117 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ROCKWELL AUTOMATION INC CENTRAL INDEX KEY: 0001024478 STANDARD INDUSTRIAL CLASSIFICATION: MEASURING & CONTROLLING DEVICES, NEC [3829] IRS NUMBER: 251797617 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 1201 SOUTH 2ND STREET CITY: MILWAUKEE STATE: WI ZIP: 53204 BUSINESS PHONE: 414-382-2000 MAIL ADDRESS: STREET 1: 1201 SOUTH 2ND STREET CITY: MILWAUKEE STATE: WI ZIP: 53204 FORMER COMPANY: FORMER CONFORMED NAME: ROCKWELL AUTOMATION INC DATE OF NAME CHANGE: 20020507 FORMER COMPANY: FORMER CONFORMED NAME: ROCKWELL INTERNATIONAL CORP DATE OF NAME CHANGE: 19970106 FORMER COMPANY: FORMER CONFORMED NAME: NEW ROCKWELL INTERNATIONAL CORP DATE OF NAME CHANGE: 19961009 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: COHN JOHN D CENTRAL INDEX KEY: 0001180036 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-12383 FILM NUMBER: 061226857 BUSINESS ADDRESS: STREET 1: 777 EAST WISCONSIN AVE. STREET 2: SUITE 1400 CITY: MILWAUKEE STATE: WI ZIP: 53202 BUSINESS PHONE: 414-382-8495 MAIL ADDRESS: STREET 1: C/O ROCKWELL AUTOMATION, INC. STREET 2: 1201 SOUTH SECOND STREET CITY: MILWAUKEE STATE: WI ZIP: 53204 4 1 form.xml PRIMARY DOCUMENT X0202 4 2006-11-16 false 0001024478 ROCKWELL AUTOMATION INC ROK 0001180036 COHN JOHN D 1201 SOUTH SECOND STREET MILWAUKEE WI 53204 false true false false Sr. Vice President Common Stock 8471.376 I By Savings Plan Common Stock 2006-11-16 4 M false 20000 27.75 A 35142 D Common Stock 2006-11-16 4 S false 20000 65 D 15142 D Employee Stock Option (Right to Buy) 27.75 2006-11-16 4 M false 20000 0 D 2004-10-06 2013-10-06 Common Stock 20000 25000 D Shares represented by Company stock fund units acquired under the Company's Savings Plan based on information furnished by the Plan Administrator as of 9/30/2006. Option exercise and sale of option shares were effected pursuant to Rule 10b5-1 trading plan established for estate planning and diversification purposes. 1,400 shares are held by company to implement restrictions on transfer unless and until certain conditions are met. Karen A. Balistreri, Attorney-in-Fact for John C. Cohn 2006-11-17 -----END PRIVACY-ENHANCED MESSAGE-----