-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, DkrHyBrcT3YrJo7bMJ+dLi0otG4suIS/d5cxSugX/m//5hhSEuef/iSwsFMxmkN9 kZD6aP+OMf/HmBma1mSuQA== 0001246360-06-002656.txt : 20061109 0001246360-06-002656.hdr.sgml : 20061109 20061109173714 ACCESSION NUMBER: 0001246360-06-002656 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20061108 FILED AS OF DATE: 20061109 DATE AS OF CHANGE: 20061109 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ROCKWELL AUTOMATION INC CENTRAL INDEX KEY: 0001024478 STANDARD INDUSTRIAL CLASSIFICATION: MEASURING & CONTROLLING DEVICES, NEC [3829] IRS NUMBER: 251797617 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 1201 SOUTH 2ND STREET CITY: MILWAUKEE STATE: WI ZIP: 53204 BUSINESS PHONE: 414-382-2000 MAIL ADDRESS: STREET 1: 1201 SOUTH 2ND STREET CITY: MILWAUKEE STATE: WI ZIP: 53204 FORMER COMPANY: FORMER CONFORMED NAME: ROCKWELL AUTOMATION INC DATE OF NAME CHANGE: 20020507 FORMER COMPANY: FORMER CONFORMED NAME: ROCKWELL INTERNATIONAL CORP DATE OF NAME CHANGE: 19970106 FORMER COMPANY: FORMER CONFORMED NAME: NEW ROCKWELL INTERNATIONAL CORP DATE OF NAME CHANGE: 19961009 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: GELLY JAMES V CENTRAL INDEX KEY: 0001274079 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-12383 FILM NUMBER: 061203949 BUSINESS ADDRESS: STREET 1: ROCKWELL AUTOMATION INC STREET 2: 777 E WISCONSIN AVE STE 1400 CITY: MILWAUKEE STATE: WI ZIP: 53202 BUSINESS PHONE: 414-382-8495 MAIL ADDRESS: STREET 1: C/O ROCKWELL AUTOMATION INC. STREET 2: 1201 SOUTH SECOND STREET CITY: MILWAUKEE STATE: WI ZIP: 53204 4 1 form.xml PRIMARY DOCUMENT X0202 4 2006-11-08 false 0001024478 ROCKWELL AUTOMATION INC ROK 0001274079 GELLY JAMES V 1201 SOUTH SECOND STREET MILWAUKEE WI 53204 false true false false Sr. VP and CFO Common Stock 322.6477 I By Savings Plan Common Stock 2006-11-08 4 M false 10000 34.24 A 29741.5102 D Common Stock 2006-11-08 4 S false 7503 62.56 D 22238.5102 D Employee Stock Option (Right to Buy) 34.24 2006-11-08 4 M false 10000 0 D 2005-01-05 2014-01-05 Common Stock 10000 30000 D Includes shares represented by Company stock fund units acquired under the Company's Savings Plan since the date of the reporting person's last ownership report, based on information furnished by the Plan Administrator as of 9/30/2006. Option exercise and sale of option shares were effected pursuant to a Rule 10b5-1 trading plan established for estate planning and diversification purposes. 8,400 shares are held by Company to implement restrictions on transfer unless and until certain conditions are met. 16,666 shares are currently exercisable and 23,334 shares become exercisable on 1/05/2007. Karen A. Balistreri, Attorney-in-Fact for James V. Gelly 2006-11-09 -----END PRIVACY-ENHANCED MESSAGE-----