0001240051-20-000001.txt : 20200702 0001240051-20-000001.hdr.sgml : 20200702 20200702180248 ACCESSION NUMBER: 0001240051-20-000001 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200701 FILED AS OF DATE: 20200702 DATE AS OF CHANGE: 20200702 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Holloman James Phillip CENTRAL INDEX KEY: 0001424987 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-12383 FILM NUMBER: 201011268 MAIL ADDRESS: STREET 1: P.O. BOX 625737, 6800 CINTAS BOULEVARD CITY: CINCINNATI STATE: OH ZIP: 45262 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ROCKWELL AUTOMATION, INC CENTRAL INDEX KEY: 0001024478 STANDARD INDUSTRIAL CLASSIFICATION: MEASURING & CONTROLLING DEVICES, NEC [3829] IRS NUMBER: 251797617 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 1201 SOUTH 2ND STREET CITY: MILWAUKEE STATE: WI ZIP: 53204 BUSINESS PHONE: 414-382-2000 MAIL ADDRESS: STREET 1: 1201 SOUTH 2ND STREET CITY: MILWAUKEE STATE: WI ZIP: 53204 FORMER COMPANY: FORMER CONFORMED NAME: ROCKWELL AUTOMATION INC DATE OF NAME CHANGE: 20061109 FORMER COMPANY: FORMER CONFORMED NAME: ROCKWELL AUTOMATION INC DATE OF NAME CHANGE: 20020507 FORMER COMPANY: FORMER CONFORMED NAME: ROCKWELL INTERNATIONAL CORP DATE OF NAME CHANGE: 19970106 4 1 primary_doc.xml PRIMARY DOCUMENT X0306 4 2020-07-01 0 0001024478 ROCKWELL AUTOMATION, INC ROK 0001424987 Holloman James Phillip 1201 SOUTH SECOND STREET MILWAUKEE WI 53204 1 0 0 0 Restricted Stock Units 2020-07-01 4 A 0 64 0 A Common Stock 64 10653 D Each restricted stock unit represents a contingent right to receive one share of Rockwell Automation common stock. Restricted stock units delivered as compensation for service as a director under the Rockwell Automation 2020 Long-Term Incentives Plan. Payable upon retirement, change of control and certain other circumstances. Karen A. Balistreri, Attorney-in-fact for J. Phillip Holloman 2020-07-02